Arkolith/Insider Trading/ADRA/Form 4

Finke Thomas M

DirectorALLIANCE ENTERTAINMENT HOLDING CORP (ADRA) · full profile →Form 4 · filed Feb 13, 2023
No Open-Market Flow
Open-Market Buys
$0
Open-Market Sells
$0
Net Open-Market Flow
$0
Transactions
12
5 non-derivative · 7 derivative

Non-Derivative Transactions (Table I)

DateActionSharesPriceValueOwned After
Feb 10, 2023Other(J)74K—$074K
Feb 10, 2023Other(J)114K—$0164K
Feb 10, 2023Other(J)1.2M—$00
Feb 10, 2023Option exercise(M)50K—$050K
Feb 10, 2023Option exercise(M)1.2M—$01.2M

Derivative Transactions (Table II)

DateActionSharesPriceValueOwned After
Feb 10, 2023Other(J)4.1M—$04.1M
Feb 10, 2023Option exercise(M)50K—$00
Feb 10, 2023Option exercise(M)1.2M—$00
Feb 10, 2023Other(J)387K—$0387K
Feb 10, 2023Other(J)250K—$0250K
Feb 10, 2023Other(J)4.1M—$00
Feb 10, 2023Disposed to issuer(D)1.4M—$01.2M

Transaction Codes

J
Other acquisition / disposition
M
Option exercise / conversion
D
Disposition to the issuer

Data Source & Provenance

Parsed from a single SEC EDGAR Form 4 filing (accession 0001104659-23-019918) within minutes of acceptance. Every field above traces to the original document. Verify it directly:

View original filing on SEC.govRaw Form 4 XML