Arkolith/Insider Trading/CAT/Form 4

Kaiser Jason

Group PresidentCATERPILLAR INC (CAT) · full profile →Form 4 · filed May 5, 2026
Net Selling
Open-Market Buys
$0
Open-Market Sells
$5.0M
Net Open-Market Flow
-$5.0M
Transactions
4
3 non-derivative · 1 derivative

Non-Derivative Transactions (Table I)

DateActionSharesPriceValueOwned After
May 4, 2026Option exercise(M)8K$253.98$2.0M18K
May 4, 2026Tax withholding(F)2K$883.50$2.0M15K
May 4, 2026Sell(S)6K$883.03$5.0M10K

Derivative Transactions (Table II)

DateActionSharesPriceValueOwned After
May 4, 2026Option exercise(M)8K$253.98$2.0M0

Transaction Codes

M
Option exercise / conversion
F
Shares withheld for taxes
S
Open-market sale

Data Source & Provenance

Parsed from a single SEC EDGAR Form 4 filing (accession 0001104659-26-055795) within minutes of acceptance. Every field above traces to the original document. Verify it directly:

View original filing on SEC.govRaw Form 4 XML