Arkolith/Insider Trading/CAT/Form 4

Shurman Rodney Michael

Group PresidentCATERPILLAR INC (CAT) · full profile →Form 4 · filed May 6, 2026
Net Selling
Open-Market Buys
$0
Open-Market Sells
$5.1M
Net Open-Market Flow
-$5.1M
Transactions
4
3 non-derivative · 1 derivative

Non-Derivative Transactions (Table I)

DateActionSharesPriceValueOwned After
May 5, 2026Option exercise(M)6K$253.98$1.4M8K
May 5, 2026Sell(S)5K$903.14$4.7M3K
May 5, 2026Sell(S)487$903.55$440K3K

Derivative Transactions (Table II)

DateActionSharesPriceValueOwned After
May 5, 2026Option exercise(M)6K$253.98$1.4M0

Transaction Codes

M
Option exercise / conversion
S
Open-market sale

Data Source & Provenance

Parsed from a single SEC EDGAR Form 4 filing (accession 0001104659-26-056435) within minutes of acceptance. Every field above traces to the original document. Verify it directly:

View original filing on SEC.govRaw Form 4 XML