Bonfield Andrew R J

CFO EmeritusCATERPILLAR INC (CAT) · full profile →Form 4 · filed May 7, 2026
Net Selling
Open-Market Buys
$0
Open-Market Sells
$14.4M
Net Open-Market Flow
-$14.4M
Transactions
8
5 non-derivative · 3 derivative

Non-Derivative Transactions (Table I)

DateActionSharesPriceValueOwned After
May 6, 2026Option exercise(M)12K$253.98$3.0M65K
May 6, 2026Option exercise(M)8K$338.65$2.6M72K
May 6, 2026Option exercise(M)4K$332.04$1.2M76K
May 6, 2026Tax withholding(F)7K$920.72$6.8M69K
May 6, 2026Sell(S)16K$918.71$14.4M53K

Derivative Transactions (Table II)

DateActionSharesPriceValueOwned After
May 6, 2026Option exercise(M)12K$253.98$3.0M0
May 6, 2026Option exercise(M)8K$338.65$2.6M4K
May 6, 2026Option exercise(M)4K$332.04$1.2M7K

Transaction Codes

M
Option exercise / conversion
F
Shares withheld for taxes
S
Open-market sale

Data Source & Provenance

Parsed from a single SEC EDGAR Form 4 filing (accession 0001104659-26-057309) within minutes of acceptance. Every field above traces to the original document. Verify it directly: