Arkolith/Insider Trading/CAT/Form 4

Fassino Anthony D.

Group PresidentCATERPILLAR INC (CAT) · full profile →Form 4 · filed May 7, 2026
Net Selling
Open-Market Buys
$0
Open-Market Sells
$8.5M
Net Open-Market Flow
-$8.5M
Transactions
5
4 non-derivative · 1 derivative

Non-Derivative Transactions (Table I)

DateActionSharesPriceValueOwned After
May 6, 2026Option exercise(M)12K$219.76$2.6M58K
May 6, 2026Tax withholding(F)3K$925.74$2.6M55K
May 6, 2026Sell(S)9K$926.23$8.2M46K
May 6, 2026Sell(S)350$926.83$324K46K

Derivative Transactions (Table II)

DateActionSharesPriceValueOwned After
May 6, 2026Option exercise(M)12K$219.76$2.6M21K

Transaction Codes

M
Option exercise / conversion
F
Shares withheld for taxes
S
Open-market sale

Data Source & Provenance

Parsed from a single SEC EDGAR Form 4 filing (accession 0001104659-26-057311) within minutes of acceptance. Every field above traces to the original document. Verify it directly:

View original filing on SEC.govRaw Form 4 XML