Arkolith/Insider Trading/CAT/Form 4

Fassino Anthony D.

Group PresidentCATERPILLAR INC (CAT) · full profile →Form 4 · filed May 12, 2026
Net Selling
Open-Market Buys
$0
Open-Market Sells
$14.9M
Net Open-Market Flow
-$14.9M
Transactions
5
4 non-derivative · 1 derivative

Non-Derivative Transactions (Table I)

DateActionSharesPriceValueOwned After
May 11, 2026Option exercise(M)21K$219.76$4.7M67K
May 11, 2026Tax withholding(F)5K$918.65$4.7M62K
May 11, 2026Sell(S)15K$916.75$14.2M47K
May 11, 2026Sell(S)843$917.73$774K46K

Derivative Transactions (Table II)

DateActionSharesPriceValueOwned After
May 11, 2026Option exercise(M)21K$219.76$4.7M0

Transaction Codes

M
Option exercise / conversion
F
Shares withheld for taxes
S
Open-market sale

Data Source & Provenance

Parsed from a single SEC EDGAR Form 4 filing (accession 0001104659-26-059243) within minutes of acceptance. Every field above traces to the original document. Verify it directly:

View original filing on SEC.govRaw Form 4 XML