Johnson Denise C

Group PresidentCATERPILLAR INC (CAT) · full profile →Form 4 · filed May 14, 2026
Net Selling
Open-Market Buys
$0
Open-Market Sells
$5.6M
Net Open-Market Flow
-$5.6M
Transactions
5
4 non-derivative · 1 derivative

Non-Derivative Transactions (Table I)

DateActionSharesPriceValueOwned After
May 13, 2026Option exercise(M)8K$196.70$1.6M58K
May 13, 2026Tax withholding(F)2K$911.61$1.6M56K
May 13, 2026Sell(S)4K$909.46$3.2M52K
May 13, 2026Sell(S)3K$910.24$2.4M50K

Derivative Transactions (Table II)

DateActionSharesPriceValueOwned After
May 13, 2026Option exercise(M)8K$196.70$1.6M16K

Transaction Codes

M
Option exercise / conversion
F
Shares withheld for taxes
S
Open-market sale

Data Source & Provenance

Parsed from a single SEC EDGAR Form 4 filing (accession 0001104659-26-061036) within minutes of acceptance. Every field above traces to the original document. Verify it directly: