Johnson Denise C

Group PresidentCATERPILLAR INC (CAT) · full profile →Form 4 · filed May 15, 2026
Net Selling
Open-Market Buys
$0
Open-Market Sells
$11.4M
Net Open-Market Flow
-$11.4M
Transactions
11
10 non-derivative · 1 derivative

Non-Derivative Transactions (Table I)

DateActionSharesPriceValueOwned After
May 14, 2026Option exercise(M)16K$196.70$3.2M66K
May 14, 2026Tax withholding(F)3K$910.55$3.2M62K
May 14, 2026Sell(S)2K$904.70$1.6M61K
May 14, 2026Sell(S)2K$905.73$2.0M58K
May 14, 2026Sell(S)1K$906.73$1.4M57K
May 14, 2026Sell(S)1K$907.98$1.1M56K
May 14, 2026Sell(S)2K$908.76$2.1M53K
May 14, 2026Sell(S)2K$909.70$1.4M52K
May 14, 2026Sell(S)402$910.65$366K51K
May 14, 2026Sell(S)2K$911.92$1.5M50K

Derivative Transactions (Table II)

DateActionSharesPriceValueOwned After
May 14, 2026Option exercise(M)16K$196.70$3.2M0

Transaction Codes

M
Option exercise / conversion
F
Shares withheld for taxes
S
Open-market sale

Data Source & Provenance

Parsed from a single SEC EDGAR Form 4 filing (accession 0001104659-26-062809) within minutes of acceptance. Every field above traces to the original document. Verify it directly: