Arkolith/Insider Trading/GUG/Form 4

Brock-Kyle Angela

DirectorGuggenheim Active Allocation Fund (GUG) · full profile →Form 4 · filed Nov 26, 2021
Net Buying
Open-Market Buys
$20K
Open-Market Sells
$0
Net Open-Market Flow
$20K
Transactions
2
2 non-derivative · 0 derivative

Non-Derivative Transactions (Table I)

DateActionSharesPriceValueOwned After
Nov 26, 2021Buy(P)1$20.01$141,000
Nov 26, 2021Buy(P)999$20.01$20K999

Transaction Codes

P
Open-market purchase

Data Source & Provenance

Parsed from a single SEC EDGAR Form 4 filing (accession 0001179110-21-010413) within minutes of acceptance. Every field above traces to the original document. Verify it directly:

View original filing on SEC.govRaw Form 4 XML