GUG

Guggenheim Active AllocationETF$15.40 0.52%
UnclassifiedUSCUSIP 40170T106· EOD Jul 24, 2026◍ Confluence graph
Tracked 13F Holders
37
-24 QoQ
13F Value (tracked)
$159.4M
13F Moves · latest Q
5 added
3 trimmed
Recent Filings
15

Price & smart-money activity

$15.40 0.52%5Y -23.0%
$12.24$14.38$16.52$18.67$20.81202120222023202420252026243352222734213531643462533437464744475493
Hover for who · click for detailEnd-of-day closing prices52w $14.84 – $16.37

Who owns GUG?

37 tracked 13F filers

37 tracked 13F filers disclose a position in GUG as of the latest SEC 13F filings, a combined $159.4M in reported value. Holders and values reflect the 13F filers Arkolith currently tracks, not the entire institutional universe. Counts and totals are a floor, not the full institutional ownership.

#FundPosition valueSharesLast moveAs ofHistory
1MORGAN STANLEY
$43.2M
2.8M
+2.0%
Added · +56K sh
Q1 2026
2GUGGENHEIM CAPITAL LLC
$14.5M
950K
Held
Q1 2026
3BANK OF AMERICA CORP /DE/
$13.9M
915K
+3.4%
Added · +30K sh
Q1 2026
4Pathstone Holdings, LLC
$13.5M
889K
−8.9%
Reduced · −87K sh
Q1 2026
5Atlas Wealth LLC
$13.6M
848K
New
+848K sh
Q2 2026
6Advisors Asset Management, Inc.
$12.2M
804K
−3.8%
Reduced · −32K sh
Q1 2026
7Baird Financial Group, Inc.
$11.1M
730K
+3.1%
Added · +22K sh
Q1 2026
8RAYMOND JAMES FINANCIAL INC
$10.8M
709K
+9.4%
Added · +61K sh
Q1 2026
9ROYAL BANK OF CANADA
$7.6M
500K
+3.1%
Added · +15K sh
Q1 2026
10WELLS FARGO & COMPANY/MN
$4.5M
297K
+7.3%
Added · +20K sh
Q1 2026
11Steward Partners Investment Advisory, LLC
$2.3M
150K
+9.3%
Added · +13K sh
Q1 2026
12Kestra Advisory Services, LLC
$1.6M
101K
Added
Added · +101K sh
Q2 2026
13Closed-End Fund Advisors, Inc.
$1.3M
81K
−24%
Reduced · −26K sh
Q2 2026
14Focus Partners Wealth
$1.2M
76K
−47%
Reduced · −67K sh
Q1 2026
15OPPENHEIMER & CO INC
$1.0M
67K
−5.7%
Reduced · −4K sh
Q1 2026
16STIFEL FINANCIAL CORP
$732K
48K
−0.3%
Reduced · −155 sh
Q1 2026
17Cetera Investment Advisers
$665K
44K
+60%
Added · +16K sh
Q1 2026
18ENVESTNET ASSET MANAGEMENT INC
$621K
41K
+30%
Added · +9K sh
Q1 2026
19Concurrent Investment Advisors, LLC
$651K
41K
+6.0%
Added · +2K sh
Q2 2026
20OSAIC HOLDINGS, INC.
$605K
40K
−13%
Reduced · −6K sh
Q1 2026
21J.W. COLE ADVISORS, INC.
$626K
39K
+127%
Added · +22K sh
Q2 2026
22LPL Financial LLC
$592K
39K
+46%
Added · +12K sh
Q1 2026
23JOURNEY STRATEGIC WEALTH LLC
$486K
32K
+14%
Added · +4K sh
Q1 2026
24Rockefeller Capital Management L.P.
$466K
31K
+2.1%
Added · +626 sh
Q1 2026
25CITADEL ADVISORS LLC
$459K
30K
New
+30K sh
Q1 2026

Holders and values reflect the 13F filers Arkolith currently tracks, not the entire institutional universe. Counts and totals are a floor, not the full institutional ownership.

Is GUG being bought or sold by institutions?

Last quarter, 2 funds opened a new position in GUG and 3 added to an existing one, while 3 reduced and 0 exited entirely — based on 13F filings from active, signal-eligible managers (passive index funds and other mechanical holders are excluded from this count).

Opened (NEW)
2
funds
Added
3
funds
Reduced
3
funds
Exited
0
funds

Funds that own GUG also own

CompanyCo-held byCombined value
NVIDIA CORPNVDA17 funds$8.4B
APPLE INCAAPL17 funds$7.6B
MICROSOFT CORPMSFT17 funds$5.8B
AMAZON.COM INCAMZN17 funds$5.4B
ALPHABET INC-CL AGOOGL17 funds$4.0B
BROADCOM INCAVGO17 funds$3.3B
JOHNSON & JOHNSONJNJ17 funds$3.2B
META PLATFORMS INC-CLASS AMETA17 funds$3.0B
JPMORGAN CHASE & COJPM17 funds$2.7B
ALPHABET INC-CL CGOOG17 funds$2.6B
BERKSHIRE HATHAWAY INC-CL BBRK/B17 funds$2.2B
TAIWAN SEMICONDUCTOR-SP ADRTSM17 funds$2.0B

Ranked by how many of GUG's institutional holders also hold each name, a cross-fund conviction signal.

Institutional ownership over time

10 funds-27 since Q3 2024
02244Q3 2024Q1 2025Q3 2025Q1 2026Q2 2026
funds holding aggregate valuelatest $18.3M

Recent filings

15 shown

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Ask your agent what changed in GUG

This ETF page is the public Follow view. For one current, evidence-backed answer, use capital_change_brief through REST or MCP. It compares tracked 13F changes with qualifying Form 4 activity and cites the SEC evidence.

Copy-paste
curl -H "Authorization: Bearer YOUR_API_KEY" \
  "https://arkolith.com/api/v1/stocks/GUG/capital-change-brief"
Ask your agent
Use Arkolith's capital_change_brief for GUG.
Tell me what changed, whether insider activity
corroborates it, and cite the SEC evidence.

13F holdings + quarter-over-quarter ownership changes + end-of-day price history + the live filing stream, joined for GUG. Filings are public domain, sourced to SEC EDGAR; price series derived from end-of-day closes.