GUG

Guggenheim Active AllocationETF$15.00 1.64%
UnclassifiedCUSIP 40170T106· EOD Sep 11, 2026

Among active 13F managers last quarter, 1 opened and 6 added, while 3 reduced; the largest holder to move was Advisors Asset Management, Inc. (−0.3%).

Tracked 13F holders
40
17 in Q2 2026 filings
13F value (tracked)
$155.4M
13F moves · latest Q
7 added
3 reduced

Price & smart-money activity

$15.00 1.64%5Y -25.0%
$12.24$14.38$16.52$18.67$20.812021202220232024202520262433522227342135316434625334384749474976945
Hover for who · click for detailEnd-of-day closing prices52w $14.84 – $16.37

Who owns GUG?

40 tracked 13F filers · ranked by shares held

40 tracked 13F filers disclose a position in GUG as of the latest SEC 13F filings, a combined $155.4M in reported value. Holders and values reflect the 13F filers Arkolith currently tracks, not the entire institutional universe. Counts and totals are a floor, not the full institutional ownership.

#FundSharesPosition valueLast moveAs ofHistory
1Morgan Stanley2.8M
$43.2M
+2.0%
Added · +56K sh
Q1 2026
2Guggenheim Capital LLC950K
$14.5M
Held
Q1 2026
3Bank Of America Corp915K
$13.9M
+3.4%
Added · +30K sh
Q1 2026
4Atlas Wealth LLC848K
$13.6M
New
+848K sh
Q2 2026
5Advisors Asset Management, Inc.802K
$12.8M
−0.3%
Reduced · −3K sh
Q2 2026
6Baird Financial Group, Inc.730K
$11.1M
+3.1%
Added · +22K sh
Q1 2026
7Raymond James Financial Inc709K
$10.8M
+9.4%
Added · +61K sh
Q1 2026
8Royal Bank Of Canada500K
$7.6M
+3.1%
Added · +15K sh
Q1 2026
9Pathstone Holdings, LLC371K
$5.9M
−58%
Reduced · −518K sh
Q2 2026
10Wells Fargo & Company297K
$4.5M
+7.3%
Added · +20K sh
Q1 2026
11Steward Partners Investment Advisory, LLC175K
$2.8M
+17%
Added · +25K sh
Q2 2026
12Sanctuary Advisors, LLC110K
$1.8M
New
+110K sh
Q2 2026
13Kestra Advisory Services, LLC101K
$1.6M
Added
Added · +101K sh
Q2 2026
14Closed-End Fund Advisors, Inc.81K
$1.3M
−24%
Reduced · −26K sh
Q2 2026
15Focus Partners Wealth76K
$1.2M
−47%
Reduced · −67K sh
Q1 2026
16Stifel Financial Corp48K
$732K
−0.3%
Reduced · −155 sh
Q1 2026
17Oppenheimer & Co Inc44K
$700K
−35%
Reduced · −23K sh
Q2 2026
18Cetera Investment Advisers44K
$665K
+60%
Added · +16K sh
Q1 2026
19Envestnet Asset Management Inc41K
$621K
+30%
Added · +9K sh
Q1 2026
20Concurrent Investment Advisors, LLC41K
$651K
+6.0%
Added · +2K sh
Q2 2026
21Osaic Holdings, Inc.40K
$605K
−13%
Reduced · −6K sh
Q1 2026
22J.W. Cole Advisors, Inc.39K
$626K
+127%
Added · +22K sh
Q2 2026
23LPL Financial LLC39K
$592K
+46%
Added · +12K sh
Q1 2026
24Aviance Capital Partners, LLC33K
$526K
+3.9%
Added · +1K sh
Q2 2026
25Citadel Advisors LLC32K
$514K
+6.6%
Added · +2K sh
Q2 2026

Holders and values reflect the 13F filers Arkolith currently tracks, not the entire institutional universe. Counts and totals are a floor, not the full institutional ownership.

Is GUG being bought or sold by institutions?

Last quarter, 1 fund opened a new position in GUG and 6 added to an existing one, while 3 reduced. Based on 13F filings from active, signal-eligible managers (passive index funds and other mechanical holders are excluded from this count).

Opened
1
fund took a first position
Added
6
added to an existing position
Reduced
3
reduced, still holding
Biggest moves · ranked by size of the change, positions above a floor

Funds that own GUG also own

CompanyCo-held byTheir position there
Microsoft CorpMSFT13 funds$2.8B
Eli Lilly & CoLLY13 funds$1.5B
Cisco Systems IncCSCO13 funds$674.4M
Amgen IncAMGN13 funds$483.8M
Goldman Sachs Group IncGS13 funds$476.0M
Apple IncAAPL12 funds$4.4B
Nvidia CorpNVDA12 funds$4.3B
Amazon.com IncAMZN12 funds$3.8B
Alphabet Inc-CL AGOOGL12 funds$2.2B
Broadcom IncAVGO12 funds$1.9B
Alphabet Inc-CL CGOOG12 funds$1.6B
Advanced Micro DevicesAMD12 funds$1.3B

Ranked by how many of GUG's tracked holders also hold each name. The last column is those co-holders' combined reported position in that name, not in GUG.

Institutional ownership over time

17 tracked filers in Q2 2026 filingsstill filing
02346Q3 2024Q1 2025Q3 2025Q1 2026Q2 2026
tracked filers holding their reported valueQ2 2026 filings so far: $37.4M
Each bar counts tracked filers with a position in that quarter's filings, so the newest bar excludes filers still on an earlier quarter. Arkolith's tracked universe has grown over this window; part of any long-run rise is coverage, not new buyers.

Recent filings

15 most recent

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Connected entities for GUG

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Ask your agent what changed in GUG

This ETF page is the public Follow view. For one current, evidence-backed answer, use capital_change_brief through REST or MCP. It compares tracked 13F changes with qualifying Form 4 activity and cites the SEC evidence.

Copy-paste
curl -H "Authorization: Bearer YOUR_API_KEY" \
  "https://arkolith.com/api/v1/stocks/GUG/capital-change-brief"
Ask your agent
Use Arkolith's capital_change_brief for GUG.
Tell me what changed, whether insider activity
corroborates it, and cite the SEC evidence.

13F holdings + quarter-over-quarter ownership changes + end-of-day price history + the live filing stream, joined for GUG. Filings are public domain, sourced to SEC EDGAR; price series derived from end-of-day closes.