Arkolith/Insider Trading/OXSQ/Form 4

Rosenthal Saul B

President and COOOxford Square Capital Corp. (OXSQ) · full profile →Form 4 · filed Jul 6, 2023
No Open-Market Flow
Open-Market Buys
$0
Open-Market Sells
$0
Net Open-Market Flow
$0
Transactions
2
1 non-derivative · 1 derivative

Non-Derivative Transactions (Table I)

DateActionSharesPriceValueOwned After
Jun 14, 2023Option exercise(X)514K$2.66$1.4M2.1M

Derivative Transactions (Table II)

DateActionSharesPriceValueOwned After
Jun 14, 2023Option exercise(X)514K—$00

Transaction Codes

X
Exercise of in-the-money derivative

Data Source & Provenance

Parsed from a single SEC EDGAR Form 4 filing (accession 0001213900-23-055128) within minutes of acceptance. Every field above traces to the original document. Verify it directly:

View original filing on SEC.govRaw Form 4 XML