Dullum David A R

President, DirectorGLADSTONE INVESTMENT CORPORATION\DE (GAIN) · full profile →Form 4 · filed Dec 10, 2014
Net Buying
Open-Market Buys
$40K
Open-Market Sells
$0
Net Open-Market Flow
$40K
Transactions
2
2 non-derivative · 0 derivative

Non-Derivative Transactions (Table I)

DateActionSharesPriceValueOwned After
Dec 9, 2014Buy(P)5K$7.00$35K65K
Dec 8, 2014Buy(P)700$7.09$5K60K

Transaction Codes

P
Open-market purchase

Data Source & Provenance

Parsed from a single SEC EDGAR Form 4 filing (accession 0001238279-14-000002) within minutes of acceptance. Every field above traces to the original document. Verify it directly:

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