GAIN

Gladstone Investment Corp
UnclassifiedUSCUSIP 376546107◍ Confluence graph
Tracked 13F Holders
87
-41 QoQ
13F Value (tracked)
$84.7M
Insider Net · 180d
$39K
1↑ 0↓
Recent Filings
15
Smart-money sentimentBullish
BearishBullish
13F funds (latest Q)15 adding · 11 trimming
Insider net (180d)+$39K

Who owns GAIN?

87 tracked 13F filers

87 tracked 13F filers disclose a position in GAIN as of the latest SEC 13F filings, a combined $84.7M in reported value. Holders and values reflect the 13F filers Arkolith currently tracks, not the entire institutional universe. Counts and totals are a floor, not the full institutional ownership.

2 source-reported value rows are withheld because the reported units do not agree with same-security peers. Share counts remain visible and unchanged.
#FundPosition valueSharesLast moveAs ofHistory
1TWO SIGMA INVESTMENTS, LP
$11.4M
804K
+323%
Added · +614K sh
Q1 2026
2UBS Group AG
$10.4M
732K
+2.7%
Added · +19K sh
Q1 2026
3Melia Wealth LLC
$10.1M
656K
−39%
Reduced · −413K sh
Q2 2026
4VAN ECK ASSOCIATES CORP
Withheld
592K
−26%
Reduced · −207K sh
Q1 2026
5MORGAN STANLEY
$4.8M
338K
+0.7%
Added · +2K sh
Q1 2026
6Legal & General Group Plc
$4.3M
301K
+9.8%
Added · +27K sh
Q1 2026
7Advisors Asset Management, Inc.
$5.0M
293K
+181%
Added · +189K sh
Q3 2026
8PFG Advisors
$3.7M
237K
−25%
Reduced · −79K sh
Q2 2026
9BlackRock, Inc.
$2.9M
207K
−35%
Reduced · −112K sh
Q1 2026
10OUTFITTERS FINANCIAL LLC
$3.1M
203K
−0.8%
Reduced · −2K sh
Q2 2026
11LPL Financial LLC
$2.7M
187K
−3.3%
Reduced · −6K sh
Q1 2026
12BLAIR WILLIAM & CO/IL
$2.2M
144K
−1.4%
Reduced · −2K sh
Q2 2026
13DAVENPORT & Co LLC
$2.2M
143K
+1.9%
Added · +3K sh
Q2 2026
14TUDOR INVESTMENT CORP ET AL
$1.8M
125K
New
+125K sh
Q1 2026
15Legacy Capital Wealth Partners, LLC
$1.8M
114K
−4.4%
Reduced · −5K sh
Q2 2026
16Squarepoint Ops LLC
$1.5M
104K
New
+104K sh
Q1 2026
17Atlantic Union Bankshares Corp
$1.4M
97K
Held
Q1 2026
18OSAIC HOLDINGS, INC.
$1.4M
95K
+7.7%
Added · +7K sh
Q1 2026
19Baird Financial Group, Inc.
$1.3M
90K
−0.6%
Reduced · −501 sh
Q1 2026
20United Advisor Group, LLC
$1.1M
72K
−7.0%
Reduced · −5K sh
Q2 2026
21JANE STREET GROUP, LLC
$991K
70K
+398%
Added · +56K sh
Q1 2026
22ALBERT D MASON INC
$1.1M
69K
+2.2%
Added · +2K sh
Q2 2026
23Cassaday & Co Wealth Management LLC
$966K
63K
−21%
Reduced · −17K sh
Q2 2026
24ROYAL BANK OF CANADA
$826K
58K
−12%
Reduced · −8K sh
Q1 2026
25RAYMOND JAMES FINANCIAL INC
$681K
48K
−3.6%
Reduced · −2K sh
Q1 2026

Holders and values reflect the 13F filers Arkolith currently tracks, not the entire institutional universe. Counts and totals are a floor, not the full institutional ownership.

Is GAIN being bought or sold by institutions?

Last quarter, 5 funds opened a new position in GAIN and 10 added to an existing one, while 11 reduced and 0 exited entirely — based on 13F filings from active, signal-eligible managers (passive index funds and other mechanical holders are excluded from this count).

Opened (NEW)
5
funds
Added
10
funds
Reduced
11
funds
Exited
0
funds

Funds that own GAIN also own

CompanyCo-held byCombined value
NVIDIA CORPNVDA41 funds$8.7B
APPLE INCAAPL41 funds$7.3B
MICROSOFT CORPMSFT41 funds$6.2B
ALPHABET INC-CL AGOOGL41 funds$4.5B
BROADCOM INCAVGO41 funds$3.8B
META PLATFORMS INC-CLASS AMETA41 funds$2.1B
AMAZON.COM INCAMZN40 funds$4.7B
WALMART INCWMT40 funds$1.3B
ADVANCED MICRO DEVICESAMD40 funds$1.0B
CISCO SYSTEMS INCCSCO40 funds$685.3M
JPMORGAN CHASE & COJPM39 funds$2.4B
ALPHABET INC-CL CGOOG39 funds$1.9B

Ranked by how many of GAIN's institutional holders also hold each name, a cross-fund conviction signal.

Insider activity (Form 4)

Full insider page →
Buys · 180d
$39K
1 insiders
Sells · 180d
$0
0 insiders
Net
$39K
5 P/S txns
Signal
Net Buying
open-market
DateInsiderRoleActionSharesValue
Aug 18, 2026Ritchie TaylorChief Financial OfficerBuy (P)2K$24K
May 19, 2026Ritchie TaylorChief Financial OfficerBuy (P)160$3K
May 19, 2026Ritchie TaylorChief Financial OfficerBuy (P)155$2K
May 18, 2026Ritchie TaylorChief Financial OfficerBuy (P)150$2K
May 15, 2026Ritchie TaylorChief Financial OfficerBuy (P)450$7K
Nov 6, 2023Easton Rachael Z.CFO and TreasurerBuy (P)650$10K
Aug 7, 2023DULLUM DAVID A RPresidentBuy (P)5K$67K
Mar 16, 2023Easton Rachael Z.CFO and TreasurerBuy (P)375$5K
Mar 14, 2023DULLUM DAVID A RPresidentBuy (P)3K$39K
Feb 6, 2023WILKINSON WALTER HDirectorBuy (P)4K$51K
Dec 16, 2022DULLUM DAVID A RPresidentBuy (P)3K$39K
Aug 19, 2022Smith Jennifer AChief Valuation OfficerBuy (P)100$2K

Institutional ownership over time

40 funds-24 since Q3 2024
04182Q3 2024Q1 2025Q3 2025Q1 2026Q2 2026
funds holding aggregate valuelatest $31.2M · 1 values withheld

Recent filings

15 shown

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Connected entities for GAIN

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Ask your agent what changed in GAIN

This stock page is the public Follow view. For one current, evidence-backed answer, use capital_change_brief through REST or MCP. It compares tracked 13F changes with qualifying Form 4 activity and cites the SEC evidence.

Copy-paste
curl -H "Authorization: Bearer YOUR_API_KEY" \
  "https://arkolith.com/api/v1/stocks/GAIN/capital-change-brief"
Ask your agent
Use Arkolith's capital_change_brief for GAIN.
Tell me what changed, whether insider activity
corroborates it, and cite the SEC evidence.

13F holdings + Form 4 insider transactions + end-of-day price history + the live filing stream, joined for GAIN. Filings are public domain, sourced to SEC EDGAR; price series derived from end-of-day closes.