Brubaker Terry Lee

Chief Operating Officer, DirectorGLADSTONE INVESTMENT CORPORATION\DE (GAIN) · full profile →Form 4 · filed Aug 16, 2016
Net Selling
Open-Market Buys
$0
Open-Market Sells
$432K
Net Open-Market Flow
-$432K
Transactions
6
6 non-derivative · 0 derivative

Non-Derivative Transactions (Table I)

DateActionSharesPriceValueOwned After
Aug 16, 2016Sell(S)15K$8.78$134K199K
Aug 15, 2016Sell(S)18K$8.73$161K214K
Aug 15, 2016Sell(S)4K$8.74$38K0
Aug 12, 2016Sell(S)500$8.66$4K10K
Aug 12, 2016Sell(S)5K$8.67$47K233K
Aug 12, 2016Sell(S)5K$8.67$47K4K

Transaction Codes

S
Open-market sale

Data Source & Provenance

Parsed from a single SEC EDGAR Form 4 filing (accession 0001238284-16-000002) within minutes of acceptance. Every field above traces to the original document. Verify it directly:

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