Arkolith/Insider Trading/GUG/Form 4/A

Brock-Kyle Angela

DirectorGuggenheim Active Allocation Fund (GUG) · full profile →Form 4/A · filed Dec 5, 2022
Net Buying
Open-Market Buys
$5K
Open-Market Sells
$0
Net Open-Market Flow
$5K
Transactions
3
3 non-derivative · 0 derivative

Non-Derivative Transactions (Table I)

DateActionSharesPriceValueOwned After
Dec 2, 2022Buy(P)351$14.16$5K1K
Dec 2, 2022Buy(P)2$14.19$281K
Dec 2, 2022Buy(P)0$14.21$11K

Transaction Codes

P
Open-market purchase

Data Source & Provenance

Parsed from a single SEC EDGAR Form 4/A filing (accession 0001415889-22-012028) within minutes of acceptance. Every field above traces to the original document. Verify it directly:

View original filing on SEC.govRaw Form 4/A XML