Arkolith/Insider Trading/GUG/Form 4

Toupin Ronald E JR

DirectorGuggenheim Active Allocation Fund (GUG) · full profile →Form 4 · filed Jan 3, 2023
Net Buying
Open-Market Buys
$3K
Open-Market Sells
$0
Net Open-Market Flow
$3K
Transactions
3
3 non-derivative · 0 derivative

Non-Derivative Transactions (Table I)

DateActionSharesPriceValueOwned After
Dec 30, 2022Buy(P)0$0.30$07K
Dec 30, 2022Buy(P)248$13.45$3K7K
Dec 30, 2022Buy(P)1$13.45$137K

Transaction Codes

P
Open-market purchase

Data Source & Provenance

Parsed from a single SEC EDGAR Form 4 filing (accession 0001415889-23-000008) within minutes of acceptance. Every field above traces to the original document. Verify it directly:

View original filing on SEC.govRaw Form 4 XML