Arkolith/Insider Trading/GUG/Form 4

Barnes Randall C

DirectorGuggenheim Active Allocation Fund (GUG) · full profile →Form 4 · filed Sep 1, 2023
Net Buying
Open-Market Buys
$5K
Open-Market Sells
$0
Net Open-Market Flow
$5K
Transactions
1
1 non-derivative · 0 derivative

Non-Derivative Transactions (Table I)

DateActionSharesPriceValueOwned After
Sep 1, 2023Buy(P)333$14.10$5K24K

Transaction Codes

P
Open-market purchase

Data Source & Provenance

Parsed from a single SEC EDGAR Form 4 filing (accession 0001415889-23-012866) within minutes of acceptance. Every field above traces to the original document. Verify it directly:

View original filing on SEC.govRaw Form 4 XML