Arkolith/Funds/Cetera Investment Advisers

Cetera Investment Advisers

CIK 1666741Wealth platform
Holdings as of Mar 31, 2026·disclosed May 13, 2026·~43-day 13F lag·13F-HR
Inactive

Cetera Investment Advisers holds a diversified book of 4674 stocks worth $94.0B as of Q1 2026 (disclosed May 13, 2026, a ~43-day 13F lag). This quarter they opened Ishares Def Industrials Act and trimmed Ishares Core U.S. Aggregate. Their largest long position is Ishares Core S&P 500 ETF at 3% of the equity book. They also disclosed $3.1M in put options (a bearish bet) and $1.5M in call options (bullish), shown separately below and excluded from the equity book. Cloning the disclosed picks since 2016 would be +208% (+11.3%/yr). That is a simulation of the disclosed long book, not audited returns.

Opened
273
bought for the first time
Added to
2680
already held, bought more
Trimmed
1633
sold some, still holds it
Sold out
163
exited the position entirely

Growth of $10,000: cloning the disclosed book

If you'd copied them
+208.1%
+11.3%/yr · since Feb '16
Their reported book
+184.4%
held from quarter-end
S&P 500
+377.5%
same window
$10K$20K$29K$39K$48KFeb '16Mar '18May '20Jun '22Jul '24Aug '26
Cetera Investment Advisers (copied at disclosure) S&P 500

Following at the filing date actually beat the quarter-end book by 23.7 points over this window.

Growth of $10,000 cloning Cetera Investment Advisers's disclosed long 13F book, rebalanced on each filing date (so it reflects each quarter's actual reporting lag, ~43 days for the latest filing, with no look-ahead), total-return basis (dividends reinvested), derived from end-of-day prices. “Their reported book” values the same picks from quarter-end, before they were public. S&P 500 is SPY total return over the same window. Excludes shorts, cash, options and non-13F holdings. Not investment advice.

Concentration

Top-heavy: diversified book

Top 5 holdings
10%
Top 10 holdings
16%
Top 20 holdings
25%

Share of the disclosed book in its largest positions. A higher top-5 share means a more concentrated, higher-conviction portfolio.

Direct sector allocation

31% mapped to company sectors

ETF / fund or unclassified
69%
Information Technology
11%
Financials
5%
Consumer Discretionary
3%
Industrials
3%
Health Care
2%
Utilities
1%
Energy
1%

Direct operating-company sectors from our SIC-based security master. ETF/fund and unclassified holdings stay visible separately; this is not ETF look-through exposure.

Biggest moves: latest quarter

Estimated $ traded · quarter-end prices, no cost basis

Bought
Trimmed / exited

Funds with the most overlap

Other tracked managers holding the same core names as Cetera Investment Advisers

Manager / fundShared namesTheir $ in those
MORGAN STANLEY80 / 80$664.1B
JPMORGAN CHASE & CO80 / 80$560.5B
WELLS FARGO & COMPANY/MN80 / 80$215.2B
ROYAL BANK OF CANADA80 / 80$176.5B
ENVESTNET ASSET MANAGEMENT INC80 / 80$170.6B
LPL Financial LLC80 / 80$156.2B
RAYMOND JAMES FINANCIAL INC80 / 80$135.5B
JONES FINANCIAL COMPANIES LLLP80 / 80$125.4B

Ranked by how many of Cetera Investment Advisers's top 80 disclosed names each fund also holds: a cross-fund conviction signal from the latest 13F of every tracked manager.

Holdings: largest first

Bars show each stock's share of the portfolio. Click a row for its position history.

4,674 positions
#SecurityValueShares% PortLast moveHistory
1Ishares TR
CORE S&P500 ETF
$2.8B4.26M
3.0%
+5.3%
Added · +214K sh
2Apple Inc
COM
$1.8B7.05M
1.9%
+1.6%
Added · +112K sh
3Nvidia Corporation
COM
$1.7B9.62M
1.8%
+0.2%
Added · +24K sh
4Vanguard Index FDS
VALUE ETF
$1.5B7.74M
1.6%
+4.0%
Added · +297K sh
5Ishares TR
CORE US AGGBD ET
$1.5B15.25M
1.6%
−1.1%
Reduced · −176K sh
6Invesco QQQ TR
UNIT SER 1
$1.3B2.26M
1.4%
+1.6%
Added · +35K sh
7Vanguard Index FDS
S&P 500 ETF SHS
$1.2B2.00M
1.3%
+3.2%
Added · +62K sh
8State STR SPDR S&P 500 ETF T
TR UNIT
$1.2B1.81M
1.3%
−1.1%
Reduced · −20K sh
9Vanguard Index FDS
TOTAL STK MKT
$1.1B3.36M
1.1%
+3.5%
Added · +112K sh
10Microsoft Corp
COM
$1.1B2.88M
1.1%
+4.5%
Added · +124K sh
11Vanguard Scottsdale FDS
VNG RUS1000GRW
$1.0B9.49M
1.1%
−7.0%
Reduced · −719K sh
12Ishares TR
CORE MSCI EAFE
$1.0B11.48M
1.1%
+6.7%
Added · +720K sh
13Vanguard Index FDS
GROWTH ETF
$1.0B2.30M
1.1%
+8.2%
Added · +174K sh
14Amazon Com Inc
COM
$930.9M4.47M
1.0%
+3.3%
Added · +141K sh
15Capital Group Dividend Value
SHS CREATION UNI
$781.0M18.36M
0.8%
+12%
Added · +2.0M sh
16Schwab Strategic TR
US DIVIDEND EQ
$742.0M24.18M
0.8%
−30%
Reduced · −10.4M sh
17Ishares TR
S&P 500 VAL ETF
$695.8M3.30M
0.7%
−3.4%
Reduced · −115K sh
18Ishares TR
RUS 1000 GRW ETF
$669.2M1.57M
0.7%
+0.4%
Added · +6K sh
19Alphabet Inc
CAP STK CL A
$624.3M2.17M
0.7%
+0.4%
Added · +10K sh
20Ishares Inc
CORE MSCI EMKT
$611.4M8.77M
0.7%
−6.3%
Reduced · −593K sh
21Vanguard BD Index FDS
TOTAL BND MRKT
$561.6M7.63M
0.6%
−0.8%
Reduced · −66K sh
22Ishares TR
S&P 500 GRWT ETF
$537.8M4.75M
0.6%
+5.4%
Added · +245K sh
23Invesco Exch Traded FD TR II
NASDAQ 100 ETF
$526.8M2.22M
0.6%
+5.7%
Added · +120K sh
24Schwab Strategic TR
US LCAP GR ETF
$523.0M17.96M
0.6%
+5.9%
Added · +995K sh
25Vanguard Star FDS
VG TL INTL STK F
$509.7M6.61M
0.5%
+1.1%
Added · +71K sh
26Vanguard Tax-Managed FDS
VAN FTSE DEV MKT
$497.4M7.76M
0.5%
+1.0%
Added · +78K sh
27Broadcom Inc
COM
$486.5M1.57M
0.5%
+5.1%
Added · +76K sh
28Berkshire Hathaway Inc Del
CL B NEW
$467.3M975.3K
0.5%
+3.8%
Added · +35K sh
29Ishares TR
CORE UNIVRSL USD
$463.9M10.04M
0.5%
+5.5%
Added · +520K sh
30First TR Exchng Traded FD VI
FT VEST LADDERED
$454.5M13.46M
0.5%
+4.7%
Added · +599K sh
31Alphabet Inc
CAP STK CL C
$437.6M1.53M
0.5%
+3.6%
Added · +53K sh
32Ishares TR
RUSSELL 2000 ETF
$436.1M1.76M
0.5%
+2.0%
Added · +34K sh
33Meta Platforms Inc
CL A
$435.6M761.4K
0.5%
+2.4%
Added · +18K sh
34BlackRock ETF Trust
ISHARES US EQUIT
$433.4M7.45M
0.5%
−4.7%
Reduced · −363K sh
35JPMorgan Chase & Co
COM
$417.1M1.42M
0.4%
+1.8%
Added · +25K sh
36Exxon Mobil Corp
COM
$404.0M2.38M
0.4%
+0.9%
Added · +21K sh
37Vanguard Whitehall FDS
HIGH DIV YLD
$399.9M2.70M
0.4%
+2.1%
Added · +55K sh
38SPDR Series Trust
STATE STREET SPD
$398.5M4.35M
0.4%
+52%
Added · +1.5M sh
39Vanguard Index FDS
MID CAP ETF
$397.7M1.38M
0.4%
+8.3%
Added · +106K sh
40Capital Group Growth ETF
SHS CREATION UNI
$393.9M9.80M
0.4%
+19%
Added · +1.6M sh
41Putnam ETF Trust
FOCUSED LAR CAP
$386.8M8.34M
0.4%
+22%
Added · +1.5M sh
42SPDR Series Trust
STATE STREET SPD
$372.2M4.86M
0.4%
+9.7%
Added · +432K sh
43SPDR Gold TR
GOLD SHS
$366.6M852.0K
0.4%
−4.2%
Reduced · −37K sh
44Ishares TR
CORE S&P SCP ETF
$359.2M2.89M
0.4%
+1.4%
Added · +41K sh
45Tesla Inc
COM
$356.7M959.4K
0.4%
+3.7%
Added · +34K sh
46Pacer FDS TR
US CASH COWS 100
$351.1M5.61M
0.4%
−2.5%
Reduced · −146K sh
47Walmart Inc
COM
$349.9M2.82M
0.4%
+1.0%
Added · +28K sh
48J P Morgan Exchange Traded F
EQUITY PREMIUM
$344.8M6.08M
0.4%
+10.0%
Added · +553K sh
49Ishares TR
NATIONAL MUN ETF
$340.8M3.21M
0.4%
+15%
Added · +416K sh
50Vanguard Index FDS
SMALL CP ETF
$322.4M1.23M
0.3%
+5.4%
Added · +63K sh
Showing 50 of 4,674 positions
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Largest options & derivatives disclosed

Put / call positions from the 13F — totals include every disclosed option leg

Put notional (bearish)$3.1M
Call notional (bullish)$1.5M
TypeUnderlyingNotional valueUnderlying shares
PUT · bearishINVESCO QQQ TRUST SERIES 1QQQ$1.5M65K
CALL · bullishSS SPDR S&P 500 ETF TRUST-USSPY$348K6K
CALL · bullishADVANCED MICRO DEVICESAMD$343K8K
PUT · bearishMICROSOFT CORPMSFT$224K3K
CALL · bullishSS SPDR S&P BIOTECH ETFXBI$221K10K
PUT · bearishSHERWIN-WILLIAMS CO/THESHW$167K7K
PUT · bearishSS SPDR S&P 500 ETF TRUST-USSPY$138K4K
CALL · bullishPALANTIR TECHNOLOGIES INC-APLTR$131K10K
PUT · bearishKRATOS DEFENSE & SECURITYKTOS$125K6K
PUT · bearishISHARES RUSSELL 2000 ETFIWM$107K5K
PUT · bearishCAMECO CORPCCJ$101K6K
PUT · bearishAPPLE INCAAPL$99K10K
PUT · bearishMERCK & CO. INC.MRK$68K14K
PUT · bearishSS SPDR DOW JONES INDUS AVGDIA$59K2K
PUT · bearishSOUTHERN COPPER CORPSCCO$58K3K
PUT · bearishVENTURE GLOBAL INC-CL AVG$53K27K
PUT · bearishHCA HEALTHCARE INCHCA$52K18K
CALL · bullishPLANET LABS PBCPL$46K5K
PUT · bearishLOCKHEED MARTIN CORPLMT$45K900
CALL · bullishSS ENERGY SELECT SECTORXLE$43K9K
CALL · bullishINVESCO QQQ TRUST SERIES 1QQQ$41K2K
CALL · bullishISHARES 20+ YEAR TREASURY BDTLT$39K17K
PUT · bearishVALERO ENERGY CORPVLO$38K4K
CALL · bullishUNITEDHEALTH GROUP INCUNH$35K5K
CALL · bullishAMAZON.COM INCAMZN$34K1K

13F filers disclose option positions at the market value of the underlying the contracts reference, not the premium paid. A put is a bearish bet (it gains if the stock falls); a call is bullish. “Underlying shares” is the share count the contracts control, not a share holding. These legs are excluded from the equity book, weighting, concentration and sector figures above. Showing the largest 25 of 116 option legs.

Filing history

As-of date vs the date the SEC received each filing

QuarterAs ofFiledPositionsValueForm
Q1 2026Mar 31, 2026May 13, 20264,790$94.0B13F-HR
Q4 2025Dec 31, 2025Feb 17, 20264,685$91.5B13F-HR
Q3 2025Sep 30, 2025Nov 14, 20254,566$86.0B13F-HR
Q2 2025Jun 30, 2025Aug 8, 20254,085$59.3B13F-HR
Q1 2025Mar 31, 2025May 6, 20253,975$51.6B13F-HR
Q4 2024Dec 31, 2024Feb 14, 20253,762$47.8B13F-HR
Q3 2024Sep 30, 2024Nov 13, 20243,714$45.7B13F-HR
Q2 2024Jun 30, 2024Aug 22, 20243,724$43.4B13F-HR
Q1 2024Mar 31, 2024May 24, 20243,696$42.4B13F-HR/A
Q4 2023Dec 31, 2023Feb 13, 20242,235$12.3B13F-HR
Q3 2023Sep 30, 2023Nov 14, 20232,201$11.6B13F-HR
Q2 2023Jun 30, 2023Aug 10, 20232,192$11.9B13F-HR
Q1 2023Mar 31, 2023May 15, 20232,164$11.4B13F-HR
Q4 2022Dec 31, 2022Feb 14, 20232,109$10.8B13F-HR
Q3 2022Sep 30, 2022Nov 14, 20221,753$5.0B13F-HR
Q2 2022Jun 30, 2022Aug 11, 20221,821$6.3B13F-HR
Q1 2022Mar 31, 2022May 13, 20221,878$7.0B13F-HR
Q4 2021Dec 31, 2021Feb 14, 20221,870$7.0B13F-HR
Q3 2021Sep 30, 2021Nov 16, 20211,794$6.3B13F-HR
Q2 2021Jun 30, 2021Aug 13, 20211,773$6.2B13F-HR
Q1 2021Mar 31, 2021May 17, 20211,614$5.1B13F-HR
Q4 2020Dec 31, 2020Feb 17, 20211,568$5.1B13F-HR
Q3 2020Sep 30, 2020Nov 13, 2020642$1.2B13F-HR
Amended / restated
  • Q1 2024 · filed May 15, 202413F-HR · superseded

Data source

Holdings from SEC EDGAR 13F-HR filings, updated quarterly, filed up to 45 days after quarter-end. Public domain. The book and weighting are long equity only; disclosed put/call options are listed separately and excluded from those totals. The performance line is a simulation of the disclosed long book, not an audited return.