Uptown Financial Advisors LLC holds a focused book of 77 stocks worth $136.5M as of Q2 2026 (disclosed Jul 10, 2026, a ~45-day 13F lag). This quarter they opened Pimco Enhanced Short Maturit and trimmed Ishares Core S&P Small-Cap E. Their largest long position is Vanguard Growth ETF at 12% of the equity book. They also disclosed $13.3M in put options (a bearish bet) and $2.1M in call options (bullish), shown separately below and excluded from the equity book.
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This fund page is the Follow view. The Build view lets your agent pull holdings, quarter changes, overlap, and source filings through API or MCP.
curl -H "Authorization: Bearer YOUR_API_KEY" \ "https://arkolith.com/api/v1/funds/2066147/holdings"
Use Arkolith to show Uptown Financial Advisors LLC's latest holdings, largest changes, and filing provenance.
Top-heavy: focused book
Share of the disclosed book in its largest positions. A higher top-5 share means a more concentrated, higher-conviction portfolio.
10% mapped to company sectors
Direct operating-company sectors from our SIC-based security master. ETF/fund and unclassified holdings stay visible separately; this is not ETF look-through exposure.
Estimated $ traded · quarter-end prices, no cost basis
Other tracked managers holding the same core names as Uptown Financial Advisors LLC
| Manager / fund | Shared names | Their $ in those |
|---|---|---|
| MORGAN STANLEY | 76 / 77 | $551.8B |
| BANK OF AMERICA CORP /DE/ | 76 / 77 | $489.4B |
| WELLS FARGO & COMPANY/MN | 76 / 77 | $185.4B |
| UBS Group AG | 76 / 77 | $153.3B |
| ROYAL BANK OF CANADA | 76 / 77 | $150.8B |
| LPL Financial LLC | 76 / 77 | $106.2B |
| OSAIC HOLDINGS, INC. | 76 / 77 | $20.4B |
| Rockefeller Capital Management L.P. | 76 / 77 | $20.0B |
Ranked by how many of Uptown Financial Advisors LLC's top 77 disclosed names each fund also holds: a cross-fund conviction signal from the latest 13F of every tracked manager.
Bars show each stock's share of the portfolio. Click a row for its position history.
| # | Security | Value | Shares | % Port | Last move | History |
|---|---|---|---|---|---|---|
| 1 | Vanguard Index FDS GROWTH ETF | $16.1M | 186.6K | 11.8% | ▲+495% Added · +155K sh | |
| 2 | Ishares TR CORE S&P SCP ETF | $11.8M | 79.4K | 8.6% | ▼−0.9% Reduced · −753 sh | |
| 3 | Vanguard Index FDS MID CAP ETF | $11.3M | 139.7K | 8.2% | ▲+294% Added · +104K sh | |
| 4 | SPDR Series Trust ST STR P500VAL | $10.0M | 164.3K | 7.3% | ▲+1.5% Added · +2K sh | |
| 5 | SPDR Index SHS FDS ST PORT MARK ETF | $8.1M | 156.0K | 5.9% | ▼−0.1% Reduced · −111 sh | |
| 6 | Vanguard BD Index FDS SHORT TRM BOND | $7.8M | 100.2K | 5.7% | —Held | |
| 7 | SPDR Series Trust ST STR P500GRW | $5.7M | 47.8K | 4.2% | ▼−0.1% Reduced · −61 sh | |
| 8 | Schwab Strategic TR INTL EQTY ETF | $5.0M | 181.2K | 3.7% | ▼−2.1% Reduced · −4K sh | |
| 9 | Vanguard Index FDS VALUE ETF | $4.1M | 18.7K | 3.0% | ▼−2.0% Reduced · −386 sh | |
| 10 | Vanguard BD Index FDS INTERMED TERM | $4.0M | 52.7K | 3.0% | ▼−1.8% Reduced · −986 sh | |
| 11 | Vanguard World FD ENERGY ETF | $3.8M | 25.3K | 2.8% | ▼−0.9% Reduced · −230 sh | |
| 12 | Vanguard Tax-Managed FDS VAN FTSE DEV MKT | $3.8M | 53.1K | 2.8% | ▼−2.2% Reduced · −1K sh | |
| 13 | Vanguard Intl Equity Index F FTSE SMCAP ETF | $3.2M | 20.9K | 2.4% | ▲+1.4% Added · +280 sh | |
| 14 | State STR SPDR S&P 500 ETF T TR UNIT | $2.7M | 3.6K | 2.0% | ▼−0.1% Reduced · −4 sh | |
| 15 | Energy Transfer L P COM UT LTD PTN | $2.5M | 128.8K | 1.8% | ▲~0% Added · +40 sh | |
| 16 | Select Sector SPDR TR ST STR UTIL ETF | $2.4M | 54.0K | 1.8% | ▲+19% Added · +9K sh | |
| 17 | Nvidia Corporation COM | $2.1M | 10.6K | 1.6% | ▲+0.2% Added · +20 sh | |
| 18 | Ishares TR CORE S&P500 ETF | $2.0M | 2.6K | 1.4% | ▼−1.1% Reduced · −30 sh | |
| 19 | Ishares TR IBOXX INV CP ETF | $1.8M | 16.3K | 1.3% | ▼−0.7% Reduced · −115 sh | |
| 20 | Enterprise Prods Partners L COM | $1.8M | 48.1K | 1.3% | —Held | |
| 21 | Vanguard Charlotte FDS TOTAL INT BD ETF | $1.4M | 29.8K | 1.1% | ▼−0.5% Reduced · −154 sh | |
| 22 | Ishares TR RUSSELL 2000 ETF | $1.1M | 3.8K | 0.8% | ▼−0.2% Reduced · −9 sh | |
| 23 | Ishares TR CORE S&P MCP ETF | $1.1M | 14.3K | 0.8% | ▼~0% Reduced · −2 sh | |
| 24 | Vanguard Whitehall FDS HIGH DIV YLD | $1.0M | 6.5K | 0.8% | —Held | |
| 25 | SPDR Index SHS FDS ST STR PO EX ETF | $1.0M | 20.1K | 0.7% | ▼−0.3% Reduced · −55 sh | |
| 26 | Vanguard Index FDS REAL ESTATE ETF | $916K | 9.5K | 0.7% | ▲+1.1% Added · +105 sh | |
| 27 | Janus Detroit STR TR HENDRSON AAA CL | $877K | 17.4K | 0.6% | ▼−10% Reduced · −2K sh | |
| 28 | Ishares Inc MSCI EMRG CHN | $860K | 8.4K | 0.6% | ▼−12% Reduced · −1K sh | |
| 29 | SPDR Series Trust ST BLOO HIGH ETF | $754K | 7.8K | 0.6% | ▲+2.1% Added · +159 sh | |
| 30 | Broadcom Inc COM | $720K | 1.9K | 0.5% | —Held | |
| 31 | Meta Platforms Inc CL A | $717K | 1.3K | 0.5% | ▲+1.3% Added · +16 sh | |
| 32 | Microsoft Corp COM | $717K | 1.9K | 0.5% | ▲+1.7% Added · +32 sh | |
| 33 | Schwab Strategic TR US LCAP VA ETF | $708K | 20.4K | 0.5% | —Held | |
| 34 | Ishares TR SP SMCP600VL ETF | $597K | 4.4K | 0.4% | —Held | |
| 35 | Ishares TR NATIONAL MUN ETF | $594K | 5.5K | 0.4% | —Held | |
| 36 | Ishares TR CORE US AGGBD ET | $585K | 5.9K | 0.4% | ▲~0% Added · +2 sh | |
| 37 | Cisco Sys Inc COM | $515K | 4.4K | 0.4% | —Held | |
| 38 | Vanguard Index FDS S&P 500 ETF SHS | $504K | 734 | 0.4% | —Held | |
| 39 | Pimco ETF TR ENHAN SHRT MA AC | $500K | 5.0K | 0.4% | ▲New New position | |
| 40 | Vanguard World FD INF TECH ETF | $490K | 4.1K | 0.4% | ▲+699% Added · +4K sh | |
| 41 | Abbvie Inc COM | $481K | 1.9K | 0.4% | —Held | |
| 42 | Vanguard Intl Equity Index F FTSE EMR MKT ETF | $475K | 8.0K | 0.3% | ▼−0.8% Reduced · −62 sh | |
| 43 | Johnson & Johnson COM | $467K | 1.8K | 0.3% | —Held | |
| 44 | Ishares TR CORE MSCI EAFE | $456K | 4.7K | 0.3% | ▲+1.3% Added · +62 sh | |
| 45 | Apple Inc COM | $452K | 1.6K | 0.3% | —Held | |
| 46 | Vanguard Index FDS SM CP VAL ETF | $434K | 1.8K | 0.3% | —Held | |
| 47 | Schwab Strategic TR US DIVIDEND EQ | $404K | 12.8K | 0.3% | —Held | |
| 48 | Texas Instrs Inc COM | $399K | 1.3K | 0.3% | —Held | |
| 49 | Schwab Strategic TR US LCAP GR ETF | $388K | 11.5K | 0.3% | —Held | |
| 50 | American Express Co COM | $381K | 1.1K | 0.3% | —Held |
Put / call positions from the 13F — totals include every disclosed option leg
| Type | Underlying | Notional value | Underlying shares |
|---|---|---|---|
| PUT · bearish | INVESCO QQQ TRUST SERIES 1QQQ | $10.3M | 14K |
| CALL · bullish | INVESCO QQQ TRUST SERIES 1QQQ | $1.5M | 2K |
| PUT · bearish | NVIDIA CORPNVDA | $1.0M | 5K |
| PUT · bearish | MICROSOFT CORPMSFT | $634K | 2K |
| PUT · bearish | SPACE EXPLORATION TECHN CORP | $513K | 3K |
| CALL · bullish | ST SR UTL SL SE SPDR ETF-USDXLU | $390K | 9K |
| PUT · bearish | CISCO SYSTEMS INCCSCO | $376K | 3K |
| PUT · bearish | ST SR UTL SL SE SPDR ETF-USDXLU | $358K | 8K |
| CALL · bullish | SS ENERGY SELECT SECTORXLE | $159K | 3K |
| CALL · bullish | MICROSOFT CORPMSFT | $112K | 300 |
| PUT · bearish | BROADCOM INCAVGO | $76K | 200 |
13F filers disclose option positions at the market value of the underlying the contracts reference, not the premium paid. A put is a bearish bet (it gains if the stock falls); a call is bullish. “Underlying shares” is the share count the contracts control, not a share holding. These legs are excluded from the equity book, weighting, concentration and sector figures above.
As-of date vs the date the SEC received each filing
| Quarter | As of | Filed | Positions | Value | Form |
|---|---|---|---|---|---|
| Q2 2026 | Jun 30, 2026 | Jul 10, 2026 | 88 | $151.9M | 13F-HR |
| Q1 2026 | Mar 31, 2026 | Apr 13, 2026 | 76 | $125.9M | 13F-HR |
| Q4 2025 | Dec 31, 2025 | Jan 23, 2026 | 78 | $139.6M | 13F-HR |
| Q3 2025 | Sep 30, 2025 | Oct 15, 2025 | 74 | $121.4M | 13F-HR |
| Q2 2025 | Jun 30, 2025 | Jul 10, 2025 | 75 | $116.7M | 13F-HR |
| Q1 2025 | Mar 31, 2025 | May 6, 2025 | 70 | $98.0M | 13F-HR |
| Q4 2024 | Dec 31, 2024 | Apr 29, 2025 | 65 | $92.7M | 13F-HR |
Holdings from SEC EDGAR 13F-HR filings, updated quarterly ~45 days after quarter-end. Public domain. The book and weighting are long equity only; disclosed put/call options are listed separately and excluded from those totals. Price-derived performance is withheld until the price-source policy and freshness gate are green.