Uptown Financial Advisors LLC holds a focused book of 77 reported positions worth $136.5M as of Q2 2026 (disclosed Jul 10, 2026, a ~10-day 13F lag). This quarter Space Exploration Techn-CL A first appears in 13F filings, a listing rather than a purchase; they opened Pimco Enhanced Short Maturit and trimmed Ishares Core S&P Small-Cap E. Their largest long position is Vanguard Growth ETF at 12% of the reported non-option book. They also disclosed $13.3M in put options (a bearish bet) and $2.1M in call options (bullish), shown separately below and excluded from the non-option book. Cloning the disclosed picks since 2025 would be +31% (+22.2%/yr). That is a simulation of the disclosed long book, not audited returns.
Uptown Financial Advisors LLC is a wealth platform: this book aggregates client accounts across many advisers.
Following at the filing date actually beat the quarter-end book by 4.2 points over this window.
Growth of $10,000 cloning Uptown Financial Advisors LLC's disclosed long 13F book, rebalanced on each filing date (so it reflects each quarter's actual reporting lag, ~10 days for the latest filing, with no look-ahead), total-return basis (dividends reinvested), derived from end-of-day prices. “Their reported book” values the same picks from quarter-end, before they were public. S&P 500 is SPY total return over the same window. Excludes shorts, cash, options and non-13F holdings. Not investment advice.
Top-heavy: focused book
Share of the disclosed book in its largest positions. A higher top-5 share means a more concentrated, higher-conviction portfolio.
10% mapped to company sectors
+4 sectors below the cut, 1% together
Direct operating-company sectors from our SIC-based security master. ETF/fund and unclassified holdings stay visible separately; this is not ETF look-through exposure.
Estimated $ traded · quarter-end prices (an exit at the prior quarter-end), no cost basis
Other tracked managers holding the same core names as Uptown Financial Advisors LLC
| Manager / fund | Shared names | Their $ in those |
|---|---|---|
| Innovator Capital Management, LLC | 7 / 77 | $2.9B |
| Donor Advised Charitable Giving, Inc. | 8 / 77 | $4.4B |
| Planning Project LLC | 14 / 77 | $481.8M |
| Swiss Re Ltd | 20 / 77 | $1.0B |
| Vestwell Advisors, LLC | 9 / 77 | $375.2M |
| Prospect Hill Management, LLC | 8 / 77 | $230.1M |
| Hoffman, Alan N Investment Management | 7 / 77 | $148.9M |
| Chaney Capital Management, Inc. | 21 / 77 | $275.9M |
Ranked by the share of each fund's own book sitting in the names it shares with Uptown Financial Advisors LLC: only funds sharing at least a tenth of the book qualify. Index giants, bank custody books and market makers are excluded. They hold everything, so their overlap says nothing.
Bars show each position's share of the portfolio. Click a row for its position history.
| # | Security | Value | Shares | % Port | Last move | History |
|---|---|---|---|---|---|---|
| 1 | Vanguard Index FDS GROWTH ETF | $16.1M | 186.6K | 11.8% | ▲+495% Added · +155K sh | |
| 2 | Ishares TR CORE S&P SCP ETF | $11.8M | 79.4K | 8.6% | ▼−0.9% Reduced · −753 sh | |
| 3 | Vanguard Index FDS MID CAP ETF | $11.3M | 139.7K | 8.2% | ▲+294% Added · +104K sh | |
| 4 | SPDR Series Trust ST STR P500VAL | $10.0M | 164.3K | 7.3% | ▲+1.5% Added · +2K sh | |
| 5 | SPDR Index SHS FDS ST PORT MARK ETF | $8.1M | 156.0K | 5.9% | ▼−0.1% Reduced · −111 sh | |
| 6 | Vanguard BD Index FDS SHORT TRM BOND | $7.8M | 100.2K | 5.7% | —Held | |
| 7 | SPDR Series Trust ST STR P500GRW | $5.7M | 47.8K | 4.2% | ▼−0.1% Reduced · −61 sh | |
| 8 | Schwab Strategic TR INTL EQTY ETF | $5.0M | 181.2K | 3.7% | ▼−2.1% Reduced · −4K sh | |
| 9 | Vanguard Index FDS VALUE ETF | $4.1M | 18.7K | 3.0% | ▼−2.0% Reduced · −386 sh | |
| 10 | Vanguard BD Index FDS INTERMED TERM | $4.0M | 52.7K | 3.0% | ▼−1.8% Reduced · −986 sh | |
| 11 | Vanguard World FD ENERGY ETF | $3.8M | 25.3K | 2.8% | ▼−0.9% Reduced · −230 sh | |
| 12 | Vanguard Tax-Managed FDS VAN FTSE DEV MKT | $3.8M | 53.1K | 2.8% | ▼−2.2% Reduced · −1K sh | |
| 13 | Vanguard Intl Equity Index F FTSE SMCAP ETF | $3.2M | 20.9K | 2.4% | ▲+1.4% Added · +280 sh | |
| 14 | State STR SPDR S&P 500 ETF T TR UNIT | $2.7M | 3.6K | 2.0% | ▼−0.1% Reduced · −4 sh | |
| 15 | Energy Transfer L P COM UT LTD PTN | $2.5M | 128.8K | 1.8% | ▲~0% Added · +40 sh | |
| 16 | Select Sector SPDR TR ST STR UTIL ETF | $2.4M | 54.0K | 1.8% | ▲+19% Added · +9K sh | |
| 17 | Nvidia Corporation COM | $2.1M | 10.6K | 1.6% | ▲+0.2% Added · +20 sh | |
| 18 | Ishares TR CORE S&P500 ETF | $2.0M | 2.6K | 1.4% | ▼−1.1% Reduced · −30 sh | |
| 19 | Ishares TR IBOXX INV CP ETF | $1.8M | 16.3K | 1.3% | ▼−0.7% Reduced · −115 sh | |
| 20 | Enterprise Prods Partners L COM | $1.8M | 48.1K | 1.3% | —Held | |
| 21 | Vanguard Charlotte FDS TOTAL INT BD ETF | $1.4M | 29.8K | 1.1% | ▼−0.5% Reduced · −154 sh | |
| 22 | Ishares TR RUSSELL 2000 ETF | $1.1M | 3.8K | 0.8% | ▼−0.2% Reduced · −9 sh | |
| 23 | Ishares TR CORE S&P MCP ETF | $1.1M | 14.3K | 0.8% | ▼~0% Reduced · −2 sh | |
| 24 | Vanguard Whitehall FDS HIGH DIV YLD | $1.0M | 6.5K | 0.8% | —Held | |
| 25 | SPDR Index SHS FDS ST STR PO EX ETF | $1.0M | 20.1K | 0.7% | ▼−0.3% Reduced · −55 sh | |
| 26 | Vanguard Index FDS REAL ESTATE ETF | $916K | 9.5K | 0.7% | ▲+1.1% Added · +105 sh | |
| 27 | Janus Detroit STR TR HENDRSON AAA CL | $877K | 17.4K | 0.6% | ▼−10% Reduced · −2K sh | |
| 28 | Ishares Inc MSCI EMRG CHN | $860K | 8.4K | 0.6% | ▼−12% Reduced · −1K sh | |
| 29 | SPDR Series Trust ST BLOO HIGH ETF | $754K | 7.8K | 0.6% | ▲+2.1% Added · +159 sh | |
| 30 | Broadcom Inc COM | $720K | 1.9K | 0.5% | —Held | |
| 31 | Meta Platforms Inc CL A | $717K | 1.3K | 0.5% | ▲+1.3% Added · +16 sh | |
| 32 | Microsoft Corp COM | $717K | 1.9K | 0.5% | ▲+1.7% Added · +32 sh | |
| 33 | Schwab Strategic TR US LCAP VA ETF | $708K | 20.4K | 0.5% | —Held | |
| 34 | Ishares TR SP SMCP600VL ETF | $597K | 4.4K | 0.4% | —Held | |
| 35 | Ishares TR NATIONAL MUN ETF | $594K | 5.5K | 0.4% | —Held | |
| 36 | Ishares TR CORE US AGGBD ET | $585K | 5.9K | 0.4% | ▲~0% Added · +2 sh | |
| 37 | Cisco Sys Inc COM | $515K | 4.4K | 0.4% | —Held | |
| 38 | Vanguard Index FDS S&P 500 ETF SHS | $504K | 734 | 0.4% | —Held | |
| 39 | Pimco ETF TR ENHAN SHRT MA AC | $500K | 5.0K | 0.4% | ▲New New position | |
| 40 | Vanguard World FD INF TECH ETF | $490K | 4.1K | 0.4% | ▲+699% Added · +4K sh | |
| 41 | Abbvie Inc COM | $481K | 1.9K | 0.4% | —Held | |
| 42 | Vanguard Intl Equity Index F FTSE EMR MKT ETF | $475K | 8.0K | 0.3% | ▼−0.8% Reduced · −62 sh | |
| 43 | Johnson & Johnson COM | $467K | 1.8K | 0.3% | —Held | |
| 44 | Ishares TR CORE MSCI EAFE | $456K | 4.7K | 0.3% | ▲+1.3% Added · +62 sh | |
| 45 | Apple Inc COM | $452K | 1.6K | 0.3% | —Held | |
| 46 | Vanguard Index FDS SM CP VAL ETF | $434K | 1.8K | 0.3% | —Held | |
| 47 | Schwab Strategic TR US DIVIDEND EQ | $404K | 12.8K | 0.3% | —Held | |
| 48 | Texas Instrs Inc COM | $399K | 1.3K | 0.3% | —Held | |
| 49 | Schwab Strategic TR US LCAP GR ETF | $388K | 11.5K | 0.3% | —Held | |
| 50 | American Express Co COM | $381K | 1.1K | 0.3% | —Held |
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Use Arkolith to show Uptown Financial Advisors LLC's latest holdings, largest changes, and filing provenance.
Put / call positions from the 13F — totals include every disclosed option leg
| Type | Underlying | Notional value | Underlying shares |
|---|---|---|---|
| PUT · bearish | INVESCO QQQ TRUST SERIES 1QQQ | $10.3M | 14K |
| CALL · bullish | INVESCO QQQ TRUST SERIES 1QQQ | $1.5M | 2K |
| PUT · bearish | NVIDIA CORPNVDA | $1.0M | 5K |
| PUT · bearish | MICROSOFT CORPMSFT | $634K | 2K |
| PUT · bearish | SPACE EXPLORATION TECHN-CL ASPCX | $513K | 3K |
| CALL · bullish | ST SR UTL SL SE SPDR ETF-USDXLU | $390K | 9K |
| PUT · bearish | CISCO SYSTEMS INCCSCO | $376K | 3K |
| PUT · bearish | ST SR UTL SL SE SPDR ETF-USDXLU | $358K | 8K |
| CALL · bullish | SS ENERGY SELECT SECTORXLE | $159K | 3K |
| CALL · bullish | MICROSOFT CORPMSFT | $112K | 300 |
| PUT · bearish | BROADCOM INCAVGO | $76K | 200 |
13F filers disclose option positions at the market value of the underlying the contracts reference, not the premium paid. A put is a bearish bet (it gains if the stock falls); a call is bullish. “Underlying shares” is the share count the contracts control, not a share holding. These legs are excluded from the non-option book, weighting, concentration and sector figures above.
As-of date vs the date the SEC received each filing
Reported 13F total per quarter. Raw filing totals can include option notional.
| Quarter | As of | Filed | Lag | Positions | Value | Form |
|---|---|---|---|---|---|---|
| Q2 2026 | Jun 30, 2026 | Jul 10, 2026 | 10d | 88 | $151.9M | 13F-HR |
| Q1 2026 | Mar 31, 2026 | Apr 13, 2026 | 13d | 76 | $125.9M | 13F-HR |
| Q4 2025 | Dec 31, 2025 | Jan 23, 2026 | 23d | 78 | $139.6M | 13F-HR |
| Q3 2025 | Sep 30, 2025 | Oct 15, 2025 | 15d | 74 | $121.4M | 13F-HR |
| Q2 2025 | Jun 30, 2025 | Jul 10, 2025 | 10d | 75 | $116.7M | 13F-HR |
| Q1 2025 | Mar 31, 2025 | May 6, 2025 | 36d | 70 | $98.0M | 13F-HR |
| Q4 2024 | Dec 31, 2024 | Apr 29, 2025 | 119d | 65 | $92.7M | 13F-HR |
Holdings from SEC EDGAR 13F-HR filings, updated quarterly, filed up to 45 days after quarter-end. Public domain. Book totals and portfolio weights cover reported non-option positions, which can include notes and warrants. Disclosed put/call options are listed separately and excluded from those totals. The performance line is a simulation of the disclosed long book, not an audited return.