Rivernorth Opportunities Fund, Inc. also files under RIV RT, (RIV); those filings are included. Filings under RIV by Riviera Holdings Corp (CIK 0000899647) from Jan 3, 2006 to May 17, 2009 belong to a different issuer and are not shown.
The public view is the crawlable proof. The same sourced dataset is available through REST and MCP for agents, research scripts, and back-office tools.
| Date | Insider | Role | Action | Shares | Price | Value |
|---|---|---|---|---|---|---|
| Oct 10, 2025 | Galley Patrick W. | President, Director | Other(J) | 112K | $11.95 | $1.3M |
| Oct 10, 2025 | O'Neill Stephen Andrew | Insider | Other(J) | 15K | $11.95 | $179K |
| Oct 10, 2025 | Raio Jerry | Director | Other(J) | 4K | $11.95 | $46K |
| Oct 10, 2025 | RiverNorth Strategic Holdings, LLC | Insider | Other(J) | 26K | $11.95 | $306K |
| Nov 22, 2024 | Rivernorth Capital Management, LLC | Insider | Other(J) | 77K | — | — |
| Dec 27, 2023 | Rivernorth Capital Management, LLC | Insider | Grant(A) | 13K | $11.12 | $140K |
| Dec 14, 2023 | Rivernorth Capital Management, LLC | Insider | Grant(A) | 9K | $11.06 | $96K |
| Dec 8, 2023 | Rivernorth Capital Management, LLC | Insider | Grant(A) | 600 | $10.83 | $6K |
| Dec 7, 2023 | Rivernorth Capital Management, LLC | Insider | Grant(A) | 292 | $10.77 | $3K |
| Dec 4, 2023 | Rivernorth Capital Management, LLC | Insider | Grant(A) | 1K | $10.68 | $11K |
| Dec 1, 2023 | Rivernorth Capital Management, LLC | Insider | Grant(A) | 47 | $10.65 | $501 |
| Nov 21, 2023 | Rivernorth Capital Management, LLC | Insider | Grant(A) | 12K | $10.50 | $130K |
| Nov 20, 2023 | Rivernorth Capital Management, LLC | Insider | Grant(A) | 15K | $10.49 | $160K |
| Nov 17, 2023 | Rivernorth Capital Management, LLC | Insider | Grant(A) | 18K | $10.47 | $189K |
| Oct 27, 2023 | Raio Jerry | Director | Buy(P) | 3K | $9.74 | $24K |
| Jun 2, 2023 | Rivernorth Capital Management, LLC | Insider | Grant(A) | 916 | $11.20 | $10K |
| May 12, 2023 | Rivernorth Capital Management, LLC | Insider | Grant(A) | 5K | $10.98 | $50K |
| May 11, 2023 | Rivernorth Capital Management, LLC | Insider | Grant(A) | 728 | $11.13 | $8K |
| May 10, 2023 | Rivernorth Capital Management, LLC | Insider | Grant(A) | 2K | $11.13 | $18K |
| Apr 10, 2023 | Raio Jerry | Director | Buy(P) | 2K | $11.55 | $17K |
| Nov 15, 2022 | Galley Patrick W. | President, Director | Buy(P) | 42K | — | $0 |
| Nov 8, 2022 | Hutchens John Wayne | Director | Buy(P) | 3K | $11.93 | $33K |
| Jan 24, 2022 | O'Neill Stephen Andrew | Insider | Buy(P) | 1K | $14.92 | $18K |
| Jan 24, 2022 | O'Neill Stephen Andrew | Insider | Buy(P) | 200 | $14.95 | $3K |
| Jan 24, 2022 | O'Neill Stephen Andrew | Insider | Buy(P) | 2K | $14.98 | $25K |
| Jan 24, 2022 | O'Neill Stephen Andrew | Insider | Buy(P) | 500 | $14.94 | $7K |
| Jan 24, 2022 | O'Neill Stephen Andrew | Insider | Buy(P) | 1K | $14.92 | $18K |
| Jan 24, 2022 | O'Neill Stephen Andrew | Insider | Buy(P) | 200 | $14.97 | $3K |
| Nov 16, 2021 | Hutchens John Wayne | Director | Buy(P) | 2K | $16.81 | $28K |
| Nov 15, 2021 | O'Neill Stephen Andrew | Insider | Buy(P) | 17K | $16.81 | $278K |
| Nov 15, 2021 | Swanson David | Director | Buy(P) | 344 | $16.81 | $6K |
| Jun 4, 2021 | Schmucker Brian H | Insider | Sell(S) | 4K | $17.88 | $72K |
| May 10, 2021 | Rivernorth Capital Management, LLC | Insider | Sell(S) | 5K | $18.04 | $89K |
| May 7, 2021 | Rivernorth Capital Management, LLC | Insider | Sell(S) | 9K | $18.09 | $159K |
| Apr 30, 2021 | Rivernorth Capital Management, LLC | Insider | Sell(S) | 5K | $17.68 | $94K |
| Apr 23, 2021 | Rivernorth Capital Management, LLC | Insider | Sell(S) | 5K | $17.47 | $87K |
| Apr 13, 2021 | Rivernorth Capital Management, LLC | Insider | Sell(S) | 7K | $17.77 | $126K |
| Apr 5, 2021 | Rivernorth Capital Management, LLC | Insider | Sell(S) | 4K | $17.60 | $70K |
| Apr 1, 2021 | Schmucker Brian H | Insider | Sell(S) | 8K | $17.54 | $134K |
| Mar 31, 2021 | Schmucker Brian H | Insider | Sell(S) | 15K | $17.38 | $261K |
| Mar 21, 2021 | Rivernorth Capital Management, LLC | Insider | Sell(S) | 6K | $17.36 | $109K |
| Mar 17, 2021 | Rivernorth Capital Management, LLC | Insider | Sell(S) | 5K | $17.68 | $88K |
| Mar 15, 2021 | Rivernorth Capital Management, LLC | Insider | Sell(S) | 6K | $17.72 | $98K |
| Mar 12, 2021 | Rivernorth Capital Management, LLC | Insider | Sell(S) | 5K | $17.60 | $88K |
| Mar 5, 2021 | Rivernorth Capital Management, LLC | Insider | Sell(S) | 9K | $17.02 | $145K |
| Mar 3, 2021 | Rivernorth Capital Management, LLC | Insider | Sell(S) | 8K | $17.37 | $133K |
| Feb 9, 2021 | Rivernorth Capital Management, LLC | Insider | Sell(S) | 9K | $17.50 | $165K |
| Feb 5, 2021 | Rivernorth Capital Management, LLC | Insider | Sell(S) | 9K | $17.34 | $152K |
| Feb 5, 2021 | Rivernorth Capital Management, LLC | Insider | Sell(S) | 9K | $17.34 | $152K |
| Feb 4, 2021 | Rivernorth Capital Management, LLC | Insider | Sell(S) | 2K | $17.17 | $34K |
| Feb 3, 2021 | Rivernorth Capital Management, LLC | Insider | Sell(S) | 7K | $17.01 | $127K |
| Feb 2, 2021 | Rivernorth Capital Management, LLC | Insider | Sell(S) | 2K | $17.01 | $34K |
| Nov 9, 2020 | Swanson David | Director | Buy(P) | 258 | $14.08 | $4K |
| Mar 23, 2020 | O'Neill Stephen Andrew | Insider | Buy(P) | 500 | $9.35 | $5K |
| Mar 23, 2020 | O'Neill Stephen Andrew | Insider | Buy(P) | 2K | $9.39 | $19K |
| Mar 12, 2020 | Schmucker Brian H | Insider | Sell(S) | 29K | $11.17 | $324K |
| Mar 12, 2020 | Galley Patrick W. | Director | Buy(P) | 2K | $12.45 | $23K |
| Mar 12, 2020 | Galley Patrick W. | Director | Buy(P) | 1K | $12.48 | $12K |
| Nov 12, 2019 | Hutchens John Wayne | Director | Buy(P) | 1K | $16.20 | $20K |
| Nov 12, 2019 | Oakes John S. | Director | Buy(P) | 429 | $16.20 | $7K |
| Nov 7, 2019 | Galley Patrick W. | Director | Buy(P) | 33K | $16.20 | $537K |
| Nov 7, 2019 | O'Neill Stephen Andrew | Insider | Buy(P) | 5K | $16.20 | $81K |
| Oct 25, 2019 | Swanson David | Director | Buy(P) | 194 | $16.60 | $3K |
| Oct 24, 2019 | O'Neill Stephen Andrew | Insider | Sell(S) | 24K | $0.05 | $1K |
| Oct 23, 2019 | Schmucker Brian H | Chief Executive Officer, Director | Sell(S) | 10K | $0.06 | $617 |
| Oct 22, 2019 | Schmucker Brian H | Chief Executive Officer, Director | Sell(S) | 51K | $0.04 | $2K |
| Oct 21, 2019 | Galley Patrick W. | Chief Investment Officer, Director | Sell(S) | 48K | $0.04 | $2K |
| Oct 18, 2019 | Galley Patrick W. | Chief Investment Officer, Director | Sell(S) | 14K | $0.06 | $868 |
| Oct 16, 2019 | Schmucker Brian H | Chief Executive Officer, Director | Sell(S) | 2K | $16.70 | $25K |
| Oct 16, 2019 | Schmucker Brian H | Chief Executive Officer, Director | Sell(S) | 2K | $16.67 | $33K |
| Oct 16, 2019 | Schmucker Brian H | Chief Executive Officer, Director | Sell(S) | 2K | $16.63 | $33K |
| Oct 8, 2019 | Schmucker Brian H | Chief Executive Officer, Director | Sell(S) | 1K | $16.89 | $17K |
| Oct 8, 2019 | Schmucker Brian H | Chief Executive Officer, Director | Sell(S) | 1K | $16.88 | $17K |
| Oct 8, 2019 | Schmucker Brian H | Chief Executive Officer, Director | Sell(S) | 1K | $16.92 | $24K |
| Oct 1, 2019 | Schmucker Brian H | Chief Executive Officer, Director | Grant(A) | 124K | — | $0 |
| Oct 1, 2019 | Galley Patrick W. | Director | Grant(A) | 97K | — | $0 |
| Oct 1, 2019 | O'Neill Stephen Andrew | Insider | Grant(A) | 39K | — | $0 |
| Oct 1, 2019 | Schmucker Brian H | Insider | Grant(A) | 56K | — | $0 |
| Sep 26, 2019 | Rivernorth Capital Management, LLC | Insider | Sell(S) | 5K | $17.12 | $86K |
| Sep 25, 2019 | Rivernorth Capital Management, LLC | Insider | Sell(S) | 3K | $17.24 | $47K |
| Sep 9, 2019 | Rivernorth Capital Management, LLC | Insider | Sell(S) | 109 | $17.19 | $2K |
| Sep 9, 2019 | Rivernorth Capital Management, LLC | Insider | Sell(S) | 570 | $17.18 | $10K |
| Aug 28, 2019 | Galley Patrick W. | Director | Sell(S) | 624 | $16.95 | $11K |
| Aug 27, 2019 | Galley Patrick W. | Director | Sell(S) | 3K | $16.95 | $51K |
| Aug 1, 2019 | Rivernorth Capital Management, LLC | Insider | Sell(S) | 3K | $17.40 | $52K |
| Aug 1, 2019 | Rivernorth Capital Management, LLC | Insider | Sell(S) | 3K | $17.45 | $58K |
| Jul 16, 2019 | Rivernorth Capital Management, LLC | Insider | Sell(S) | 2K | $17.40 | $31K |
| Jul 15, 2019 | Rivernorth Capital Management, LLC | Insider | Sell(S) | 4K | $17.65 | $71K |
| Jul 11, 2019 | Rivernorth Capital Management, LLC | Insider | Sell(S) | 6K | $17.62 | $97K |
| Jul 10, 2019 | Schmucker Brian H | Director | Sell(S) | 2K | $17.50 | $42K |
| Jul 10, 2019 | Schmucker Brian H | Director | Sell(S) | 3K | $17.45 | $52K |
| Jul 9, 2019 | Schmucker Brian H | Director | Sell(S) | 400 | $17.42 | $7K |
| Jul 8, 2019 | Schmucker Brian H | Director | Sell(S) | 738 | $17.36 | $13K |
| Jul 8, 2019 | Schmucker Brian H | Director | Sell(S) | 5K | $17.31 | $78K |
| Jul 5, 2019 | Galley Patrick W. | Director | Sell(S) | 3K | $17.26 | $59K |
| Jul 2, 2019 | Swanson David | Director | Buy(P) | 580 | $17.20 | $10K |
| Jul 2, 2019 | Galley Patrick W. | Director | Sell(S) | 370 | $17.26 | $6K |
| Jun 21, 2019 | Rivernorth Capital Management, LLC | Insider | Sell(S) | 581 | $17.10 | $10K |
| Jun 20, 2019 | Rivernorth Capital Management, LLC | Insider | Sell(S) | 2K | $17.07 | $34K |
| Jun 18, 2019 | Schmucker Brian H | 10% Owner | Sell(S) | 513 | $17.07 | $9K |
Insider transactions sourced from SEC EDGAR Form 4 filings, normalized within minutes of acceptance. "Buy"/"Sell" mark open-market transactions (codes P/S), the tradeable signal. Awards, option exercises and tax-withholding are shown with their raw code. All data is public domain.
Issuer: Rivernorth Opportunities Fund, Inc., SEC CIK 0001501072. The symbol on a Form 4 is typed by the filer, so this page follows the issuer with the newest filing under RIV and shows every filing by that issuer (also filed as RIV RT, (RIV)). Earlier filings under the same symbol by another issuer are left out.
Coverage: Form 4 filings indexed 2006-01-02 → 2026-09-19. Earlier history is backfilling; this window widens as it deepens.
Programmatic access via the Arkolith API & MCP server (insider.transactions, insider.company).
Connected pages for RIV