Among active 13F managers last quarter, 7 opened and 6 added, while 6 reduced; the largest holder to move was Yakira Capital Management, Inc. (−13%). No open-market insider trades in the last 180 days.
Funds lean in and no leg opposes.
55 tracked 13F filers disclose a position in RIV as of the latest SEC 13F filings, a combined $67.4M in reported value. Holders and values reflect the 13F filers Arkolith currently tracks, not the entire institutional universe. Counts and totals are a floor, not the full institutional ownership.
| # | Fund | Shares | Position value | Last move | As of | History |
|---|---|---|---|---|---|---|
| 1 | Morgan Stanley | 1.9M | $21.0M | ▲+9.3% Added · +160K sh | Q1 2026 | |
| 2 | LPL Financial LLC | 535K | $5.9M | ▲+6.7% Added · +34K sh | Q1 2026 | |
| 3 | Arete Wealth Advisors, LLC | 440K | $5.1M | ▲+0.7% Added · +3K sh | Q2 2026 | |
| 4 | Bank Of America Corp | 322K | $3.6M | ▲+3.5% Added · +11K sh | Q1 2026 | |
| 5 | Wells Fargo & Company | 291K | $3.2M | ▲+5.2% Added · +14K sh | Q1 2026 | |
| 6 | Yakira Capital Management, Inc. | 233K | $2.7M | ▼−13% Reduced · −34K sh | Q2 2026 | |
| 7 | Everstar Asset Management, LLC | 214K | $2.5M | ▲+27% Added · +45K sh | Q2 2026 | |
| 8 | Royal Bank Of Canada | 205K | $2.3M | ▲+3.6% Added · +7K sh | Q1 2026 | |
| 9 | Envestnet Asset Management Inc | 173K | $1.9M | ▼−6.6% Reduced · −12K sh | Q1 2026 | |
| 10 | Principal Securities, Inc. | 169K | $2.0M | ▲+2.8% Added · +5K sh | Q2 2026 | |
| 11 | Baird Financial Group, Inc. | 123K | $1.4M | ▲+1.6% Added · +2K sh | Q1 2026 | |
| 12 | Tennessee Valley Asset Management Partners | 114K | $1.3M | ▼−13% Reduced · −17K sh | Q2 2026 | |
| 13 | Marks Group Wealth Management, Inc | 108K | $1.3M | —Held | Q2 2026 | |
| 14 | Osaic Holdings, Inc. | 103K | $1.1M | ▼−14% Reduced · −17K sh | Q1 2026 | |
| 15 | Nations Financial Group Inc, /Ia | 85K | $995K | ▼−1.6% Reduced · −1K sh | Q2 2026 | |
| 16 | Advisory Solutions Group, LLC | 84K | $985K | ▲New +84K sh | Q2 2026 | |
| 17 | Advisor OS, LLC | 71K | $831K | ▲+21% Added · +12K sh | Q2 2026 | |
| 18 | Opal Wealth Advisors, LLC | 69K | $803K | ▲+0.4% Added · +305 sh | Q2 2026 | |
| 19 | Allworth Financial LP | 65K | $717K | ▲+25% Added · +13K sh | Q1 2026 | |
| 20 | Stifel Financial Corp | 62K | $684K | ▼−29% Reduced · −26K sh | Q1 2026 | |
| 21 | Raymond James Financial Inc | 60K | $665K | ▲+0.3% Added · +179 sh | Q1 2026 | |
| 22 | Oppenheimer & Co Inc | 54K | $627K | ▲+1.6% Added · +830 sh | Q2 2026 | |
| 23 | NWF Advisory Services Inc. | 45K | $519K | ▼−13% Reduced · −6K sh | Q2 2026 | |
| 24 | CSS LLC | 44K | $512K | —Held | Q2 2026 | |
| 25 | Kovack Advisors, Inc. | 40K | $471K | ▲+8.2% Added · +3K sh | Q2 2026 |
Holders and values reflect the 13F filers Arkolith currently tracks, not the entire institutional universe. Counts and totals are a floor, not the full institutional ownership.
Last quarter, 7 funds opened a new position in RIV and 6 added to an existing one, while 6 reduced. Based on 13F filings from active, signal-eligible managers (passive index funds and other mechanical holders are excluded from this count).
| Company | Co-held by | Their position there |
|---|---|---|
| Nvidia CorpNVDA | 20 funds | $3.7B |
| Microsoft CorpMSFT | 20 funds | $2.2B |
| Broadcom IncAVGO | 20 funds | $1.5B |
| Meta Platforms Inc-Class AMETA | 20 funds | $980.8M |
| SS SPDR S&P 500 ETF Trust-USSPY | 20 funds | $970.7M |
| Ishares Core S&P 500 ETFIVV | 19 funds | $14.6B |
| Apple IncAAPL | 19 funds | $3.7B |
| Amazon.com IncAMZN | 19 funds | $3.4B |
| Alphabet Inc-CL AGOOGL | 19 funds | $1.7B |
| JPMorgan Chase & CoJPM | 19 funds | $1.1B |
| Abbvie IncABBV | 19 funds | $1.0B |
| Walmart IncWMT | 19 funds | $838.8M |
Ranked by how many of RIV's tracked holders also hold each name. The last column is those co-holders' combined reported position in that name, not in RIV.
| Date | Insider | Role | Action | Shares | Value |
|---|---|---|---|---|---|
| Oct 27, 2023 | Raio Jerry | Director | Buy (P) | 3K | $24K |
| Apr 10, 2023 | Raio Jerry | Director | Buy (P) | 2K | $17K |
| Nov 15, 2022 | Galley Patrick W. | President, Director | Buy (P) | 42K | $0 |
| Nov 8, 2022 | Hutchens John Wayne | Director | Buy (P) | 3K | $33K |
| Jan 24, 2022 | O'Neill Stephen Andrew | Insider | Buy (P) 6 lots, same day | 5K | $75K |
| Nov 16, 2021 | Hutchens John Wayne | Director | Buy (P) | 2K | $28K |
| Nov 15, 2021 | O'Neill Stephen Andrew | Insider | Buy (P) | 17K | $278K |
| Nov 15, 2021 | Swanson David | Director | Buy (P) | 344 | $6K |
| Jun 4, 2021 | Schmucker Brian H | Insider | Sell (S) | 4K | $72K |
| May 10, 2021 | Rivernorth Capital Management, Llc | Insider | Sell (S) | 5K | $89K |
| May 7, 2021 | Rivernorth Capital Management, Llc | Insider | Sell (S) | 9K | $159K |
| Apr 30, 2021 | Rivernorth Capital Management, Llc | Insider | Sell (S) | 5K | $94K |
One row per insider, day and transaction code; shares and value are summed across the lots. Every lot is on the full insider page and in the filing.
Where institutional funds (13F), corporate insiders (Form 4) and US House members (STOCK Act) are buying or selling the same name in the same window. Green is buying, red is selling.
Insiders and Congress: last 180 days. Funds: latest 13F, top 100 holders incl. passive
| Source | Buying | Selling | Net |
|---|---|---|---|
13F funds Top 100 holders by value, passive included; the hero counts active managers only | 20 | 13 | – |
Insiders Form 4 open-market | 0 | 0 | $0 |
US House STOCK Act trades | 0 | 0 | $0 |
Capital Rotation reports where institutional capital disclosed rotating, as of the latest public SEC 13F filings. It is data, not investment advice, a recommendation, or a prediction. Filings lag about 45 days and cover long US equity positions only. Past disclosed flows do not indicate future prices. Do your own research; consult a licensed advisor.
| Class | 13F holders | Value held |
|---|---|---|
| RIVthis pageETF | 55 funds | $67.4M |
| 76881Y208PREFERRED STOCK | 1 funds | $11K |
Same issuer, multiple share classes. The consensus leaderboards count this company once across all classes; this is the per-class detail.
Connected entities for RIV
This stock page is the public Follow view. For one current, evidence-backed answer, use capital_change_brief through REST or MCP. It compares tracked 13F changes with qualifying Form 4 activity and cites the SEC evidence.
curl -H "Authorization: Bearer YOUR_API_KEY" \ "https://arkolith.com/api/v1/stocks/RIV/capital-change-brief"
Use Arkolith's capital_change_brief for RIV. Tell me what changed, whether insider activity corroborates it, and cite the SEC evidence.
13F holdings + Form 4 insider transactions + end-of-day price history + the live filing stream, joined for RIV. Filings are public domain, sourced to SEC EDGAR; price series derived from end-of-day closes.