ERC

Allspring Multi-Sector Inc$9.30 0.32%
UnclassifiedUSCUSIP 94987D101· EOD Aug 26, 2026◍ Confluence graph
Tracked 13F Holders
60
-34 QoQ
13F Value (tracked)
$50.9M
Insider Net · 180d
$0
0↑ 0↓
Recent Filings
15
Smart-money sentimentMixed
BearishBullish
13F funds (latest Q)12 adding · 11 trimming
Insider net (180d)$0

Price & smart-money activity

$9.30 0.32%5Y -29.2%
$7.86$9.45$11.04$12.63$14.2220212022202320242025202623426564377345263482349384106116997139861013986
Hover for who · click for detailEnd-of-day closing prices52w $8.73 – $9.73

Who owns ERC?

60 tracked 13F filers

60 tracked 13F filers disclose a position in ERC as of the latest SEC 13F filings, a combined $50.9M in reported value. Holders and values reflect the 13F filers Arkolith currently tracks, not the entire institutional universe. Counts and totals are a floor, not the full institutional ownership.

#FundPosition valueSharesLast moveAs ofHistory
1RAYMOND JAMES FINANCIAL INC
$7.9M
878K
+7.0%
Added · +57K sh
Q1 2026
2ROYAL BANK OF CANADA
$7.6M
841K
+5.7%
Added · +45K sh
Q1 2026
3GUGGENHEIM CAPITAL LLC
$5.9M
657K
−7.6%
Reduced · −54K sh
Q1 2026
4MORGAN STANLEY
$5.2M
578K
−0.3%
Reduced · −2K sh
Q1 2026
5Shaker Financial Services, LLC
$3.3M
355K
−3.5%
Reduced · −13K sh
Q2 2026
61607 Capital Partners, LLC
$2.9M
312K
−41%
Reduced · −214K sh
Q2 2026
7AMERIPRISE FINANCIAL INC
$2.2M
247K
−6.3%
Reduced · −17K sh
Q1 2026
8Rareview Capital LLC
$1.9M
201K
+9.7%
Added · +18K sh
Q2 2026
9Byrne Asset Management LLC
$1.5M
159K
−14%
Reduced · −26K sh
Q2 2026
10Sowell Financial Services LLC
$1.4M
148K
−6.0%
Reduced · −9K sh
Q2 2026
11NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO
$1.2M
131K
−0.7%
Reduced · −858 sh
Q1 2026
12LPL Financial LLC
$780K
87K
−31%
Reduced · −39K sh
Q1 2026
13INDEPENDENT FINANCIAL GROUP, LLC
$709K
77K
−1.1%
Reduced · −900 sh
Q2 2026
14Calamos Advisors LLC
$653K
71K
+7.1%
Added · +5K sh
Q2 2026
15BANK OF AMERICA CORP /DE/
$634K
70K
+0.9%
Added · +636 sh
Q1 2026
16OSAIC HOLDINGS, INC.
$596K
66K
−17%
Reduced · −14K sh
Q1 2026
17BENJAMIN EDWARDS INC
$567K
62K
−7.2%
Reduced · −5K sh
Q2 2026
18STIFEL FINANCIAL CORP
$551K
61K
−1.4%
Reduced · −888 sh
Q1 2026
19Equitable Holdings, Inc.
$551K
60K
+0.1%
Added · +32 sh
Q2 2026
20UBS Group AG
$469K
52K
−51%
Reduced · −55K sh
Q1 2026
21Closed-End Fund Advisors, Inc.
$364K
40K
+7.8%
Added · +3K sh
Q2 2026
22INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC
$361K
39K
+10%
Added · +4K sh
Q2 2026
23Uncommon Cents Investing LLC
$335K
36K
Held
Q2 2026
24ENVESTNET ASSET MANAGEMENT INC
$297K
33K
+6.8%
Added · +2K sh
Q1 2026
25Concurrent Investment Advisors, LLC
$269K
29K
+2.7%
Added · +772 sh
Q2 2026

Holders and values reflect the 13F filers Arkolith currently tracks, not the entire institutional universe. Counts and totals are a floor, not the full institutional ownership.

Is ERC being bought or sold by institutions?

Last quarter, 2 funds opened a new position in ERC and 10 added to an existing one, while 11 reduced and 0 exited entirely — based on 13F filings from active, signal-eligible managers (passive index funds and other mechanical holders are excluded from this count).

Opened (NEW)
2
funds
Added
10
funds
Reduced
11
funds
Exited
0
funds

Funds that own ERC also own

CompanyCo-held byCombined value
MICROSOFT CORPMSFT25 funds$2.5B
CISCO SYSTEMS INCCSCO24 funds$573.3M
APPLE INCAAPL23 funds$4.3B
NVIDIA CORPNVDA23 funds$3.9B
AMAZON.COM INCAMZN23 funds$2.1B
INVESCO QQQ TRUST SERIES 1QQQ23 funds$1.8B
SS SPDR S&P 500 ETF TRUST-USSPY23 funds$1.6B
META PLATFORMS INC-CLASS AMETA23 funds$1.1B
JPMORGAN CHASE & COJPM23 funds$930.2M
TESLA INCTSLA23 funds$891.7M
WALMART INCWMT23 funds$679.9M
JOHNSON & JOHNSONJNJ23 funds$657.8M

Ranked by how many of ERC's institutional holders also hold each name, a cross-fund conviction signal.

Insider activity (Form 4)

Full insider page →
Buys · 180d
$0
0 insiders
Sells · 180d
$0
0 insiders
Net
$0
0 P/S txns
Signal
Mixed
open-market
DateInsiderRoleActionSharesValue
Feb 27, 2026SHLISSEL BRIAN SDirectorBuy (P)400$4K
Jan 9, 2024Ebsworth William R.DirectorSell (P)2K$14K
Jan 4, 2024POLISSON JAMESDirectorSell (P)1K$9K
Jun 1, 2023Ebsworth William R.DirectorBuy (P)2K$15K
Jun 1, 2023POLISSON JAMESDirectorBuy (P)1K$9K
Aug 22, 2022FREEMAN JANE ADirectorBuy (P)150$1K
Feb 4, 2021Lee Christopher MInsiderBuy (P)3K$37K
Dec 22, 2020Lee Christopher MInsiderBuy (P)7K$78K
Dec 21, 2020Lee Christopher MInsiderBuy (P)6K$72K
Nov 12, 2018Ebsworth William R.DirectorBuy (P)500$6K
Nov 27, 2017Wheelock PamelaDirectorBuy (P)100$1K
Nov 27, 2017POLISSON JAMESDirectorBuy (P)1K$13K

Institutional ownership over time

24 funds-27 since Q3 2024
02958Q3 2024Q1 2025Q3 2025Q1 2026Q2 2026
funds holding aggregate valuelatest $12.5M

Recent filings

15 shown

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Connected entities for ERC

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Ask your agent what changed in ERC

This stock page is the public Follow view. For one current, evidence-backed answer, use capital_change_brief through REST or MCP. It compares tracked 13F changes with qualifying Form 4 activity and cites the SEC evidence.

Copy-paste
curl -H "Authorization: Bearer YOUR_API_KEY" \
  "https://arkolith.com/api/v1/stocks/ERC/capital-change-brief"
Ask your agent
Use Arkolith's capital_change_brief for ERC.
Tell me what changed, whether insider activity
corroborates it, and cite the SEC evidence.

13F holdings + Form 4 insider transactions + end-of-day price history + the live filing stream, joined for ERC. Filings are public domain, sourced to SEC EDGAR; price series derived from end-of-day closes.