NBSM

Neuberger Small-Mid Cap ETFETF$27.93 0.53%
UnclassifiedCUSIP 64135A804· EOD Sep 15, 2026

Among active 13F managers last quarter, 2 opened and 4 added, while 1 reduced; the largest holder to move was Neuberger Berman Group LLC (+6.5%).

Tracked 13F holders
18
6 in Q2 2026 filings
13F value (tracked)
$169.5M
13F moves · latest Q
6 added
1 reduced

Price & smart-money activity

$27.93 0.53%2Y +9.5%
$20.43$22.85$25.27$27.69$30.1120242025202643224424332
Hover for who · click for detailEnd-of-day closing prices52w $24.31 – $29.52

Who owns NBSM?

18 tracked 13F filers · ranked by shares held

18 tracked 13F filers disclose a position in NBSM as of the latest SEC 13F filings, a combined $169.5M in reported value. Holders and values reflect the 13F filers Arkolith currently tracks, not the entire institutional universe. Counts and totals are a floor, not the full institutional ownership.

#FundSharesPosition valueLast moveAs ofHistory
1Neuberger Berman Group LLC5.1M
$129.4M
+6.5%
Added · +316K sh
Q1 2026
2LPL Financial LLC320K
$8.1M
−20%
Reduced · −78K sh
Q1 2026
3Stage Harbor Financial, LLC255K
$7.3M
+7.3%
Added · +17K sh
Q2 2026
4Raymond James Financial Inc214K
$5.4M
+9.1%
Added · +18K sh
Q1 2026
5Bank Of America Corp182K
$4.6M
−23%
Reduced · −56K sh
Q1 2026
6Broadway Wealth Solutions, Inc.130K
$3.7M
+6.9%
Added · +8K sh
Q2 2026
7Jones Financial Companies LLLP109K
$2.7M
+7.7%
Added · +8K sh
Q1 2026
8Exchange Traded Concepts, LLC108K
$3.1M
−18%
Reduced · −24K sh
Q2 2026
9Royal Bank Of Canada51K
$1.3M
341×
Added · +51K sh
Q1 2026
10HighTower Advisors, LLC45K
$1.1M
+1.6%
Added · +705 sh
Q1 2026
11Worth Financial Advisory Group, LLC29K
$836K
Added
Added · +29K sh
Q2 2026
12Barnes Pettey Financial Advisors, LLC17K
$487K
+64%
Added · +7K sh
Q2 2026
13Jane Street Group, LLC13K
$327K
New
+13K sh
Q1 2026
14Citadel Advisors LLC12K
$355K
New
+12K sh
Q2 2026
15Pathstone Holdings, LLC12K
$332K
Held
Q2 2026
16Osaic Holdings, Inc.11K
$289K
−56%
Reduced · −15K sh
Q1 2026
17Barrett & Company, Inc.4K
$110K
+15%
Added · +488 sh
Q2 2026
18Harbour Investments, Inc.75
$2K
New
+75 sh
Q1 2026

Holders and values reflect the 13F filers Arkolith currently tracks, not the entire institutional universe. Counts and totals are a floor, not the full institutional ownership.

Is NBSM being bought or sold by institutions?

Last quarter, 2 funds opened a new position in NBSM and 4 added to an existing one, while 1 reduced. Based on 13F filings from active, signal-eligible managers (passive index funds and other mechanical holders are excluded from this count).

Opened
2
funds took a first position
Added
4
added to an existing position
Reduced
1
reduced, still holding
Biggest moves · ranked by size of the change, positions above a floor

Funds that own NBSM also own

CompanyCo-held byTheir position there
Ishares Core S&P 500 ETFIVV7 funds$14.9B
Nvidia CorpNVDA7 funds$7.9B
Amazon.com IncAMZN7 funds$6.5B
Apple IncAAPL7 funds$6.5B
Microsoft CorpMSFT7 funds$6.0B
Alphabet Inc-CL AGOOGL7 funds$4.0B
Alphabet Inc-CL CGOOG7 funds$3.5B
Broadcom IncAVGO7 funds$2.5B
Meta Platforms Inc-Class AMETA7 funds$2.4B
Netflix IncNFLX7 funds$1.4B
Visa Inc-Class A SharesV7 funds$1.2B
Caterpillar IncCAT7 funds$1.0B

Ranked by how many of NBSM's tracked holders also hold each name. The last column is those co-holders' combined reported position in that name, not in NBSM.

Institutional ownership over time

6 tracked filers in Q2 2026 filingsstill filing
0918Q3 2024Q1 2025Q3 2025Q1 2026Q2 2026
tracked filers holding their reported valueQ2 2026 filings so far: $15.6M
Each bar counts tracked filers with a position in that quarter's filings, so the newest bar excludes filers still on an earlier quarter. Arkolith's tracked universe has grown over this window; part of any long-run rise is coverage, not new buyers.

Share classes

Class13F holdersValue held
NBSDSHORT DURATION I61 funds$670.3M
NBOSOPT STRATEGY ETF43 funds$286.0M
NBCMMF Closed and MF Open27 funds$270.8M
NBSMthis pageSMALL MID CAP ET18 funds$169.5M
NBCRMF Closed and MF Open15 funds$659.0M
NEMDSHS14 funds$111.1M
NBETETF14 funds$26.7M
NBDSFUND10 funds$16.7M

Same issuer, multiple share classes. The consensus leaderboards count this company once across all classes; this is the per-class detail.

Recent filings

0 most recent

No filings captured for this ticker in the live stream yet.

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Ask your agent what changed in NBSM

This ETF page is the public Follow view. For one current, evidence-backed answer, use capital_change_brief through REST or MCP. It compares tracked 13F changes with qualifying Form 4 activity and cites the SEC evidence.

Copy-paste
curl -H "Authorization: Bearer YOUR_API_KEY" \
  "https://arkolith.com/api/v1/stocks/NBSM/capital-change-brief"
Ask your agent
Use Arkolith's capital_change_brief for NBSM.
Tell me what changed, whether insider activity
corroborates it, and cite the SEC evidence.

13F holdings + quarter-over-quarter ownership changes + end-of-day price history + the live filing stream, joined for NBSM. Filings are public domain, sourced to SEC EDGAR; price series derived from end-of-day closes.