NBSM

Neuberger Small-Mid Cap ETFETF$29.42 1.77%
UnclassifiedUSCUSIP 64135A804· EOD Aug 4, 2026◍ Confluence graph
Tracked 13F Holders
17
-12 QoQ
13F Value (tracked)
$162.0M
13F Moves · latest Q
4 added
1 trimmed
Recent Filings
0

Price & smart-money activity

$29.42 1.77%2Y +15.3%
$20.44$22.85$25.26$27.67$30.0920242025202643224323322
Hover for who · click for detailEnd-of-day closing prices52w $24.31 – $29.42

Who owns NBSM?

17 tracked 13F filers

17 tracked 13F filers disclose a position in NBSM as of the latest SEC 13F filings, a combined $162.0M in reported value. Holders and values reflect the 13F filers Arkolith currently tracks, not the entire institutional universe. Counts and totals are a floor, not the full institutional ownership.

#FundPosition valueSharesLast moveAs ofHistory
1Neuberger Berman Group LLC
$129.4M
5.1M
+6.5%
Added · +316K sh
Q1 2026
2LPL Financial LLC
$8.1M
320K
−20%
Reduced · −78K sh
Q1 2026
3RAYMOND JAMES FINANCIAL INC
$5.4M
214K
+9.1%
Added · +18K sh
Q1 2026
4BANK OF AMERICA CORP /DE/
$4.6M
182K
−23%
Reduced · −56K sh
Q1 2026
5Broadway Wealth Solutions, Inc.
$3.7M
130K
+6.9%
Added · +8K sh
Q2 2026
6JONES FINANCIAL COMPANIES LLLP
$2.7M
109K
+7.7%
Added · +8K sh
Q1 2026
7EXCHANGE TRADED CONCEPTS, LLC
$3.1M
108K
−18%
Reduced · −24K sh
Q2 2026
8ROYAL BANK OF CANADA
$1.3M
51K
341×
Added · +51K sh
Q1 2026
9HighTower Advisors, LLC
$1.1M
45K
+1.6%
Added · +705 sh
Q1 2026
10Worth Financial Advisory Group, LLC
$836K
29K
Added
Added · +29K sh
Q2 2026
11BARNES PETTEY FINANCIAL ADVISORS, LLC
$487K
17K
+64%
Added · +7K sh
Q2 2026
12JANE STREET GROUP, LLC
$327K
13K
New
+13K sh
Q1 2026
13Pathstone Holdings, LLC
$292K
12K
Held
Q1 2026
14OSAIC HOLDINGS, INC.
$289K
11K
−56%
Reduced · −15K sh
Q1 2026
15Chevy Chase Trust Holdings, LLC
$278K
11K
New
+11K sh
Q1 2026
16BARRETT & COMPANY, INC.
$110K
4K
+15%
Added · +488 sh
Q2 2026
17HARBOUR INVESTMENTS, INC.
$2K
75
New
+75 sh
Q1 2026

Holders and values reflect the 13F filers Arkolith currently tracks, not the entire institutional universe. Counts and totals are a floor, not the full institutional ownership.

Is NBSM being bought or sold by institutions?

Last quarter, 1 fund opened a new position in NBSM and 3 added to an existing one, while 1 reduced and 0 exited entirely — based on 13F filings from active, signal-eligible managers (passive index funds and other mechanical holders are excluded from this count).

Opened (NEW)
1
funds
Added
3
funds
Reduced
1
funds
Exited
0
funds

Funds that own NBSM also own

CompanyCo-held byCombined value
NVIDIA CORPNVDA3 funds$3.5B
APPLE INCAAPL3 funds$3.3B
MICROSOFT CORPMSFT3 funds$2.6B
AMAZON.COM INCAMZN3 funds$1.8B
ISHARES CORE S&P 500 ETFIVV3 funds$1.6B
SS SPDR S&P 500 ETF TRUST-USSPY3 funds$1.5B
ALPHABET INC-CL AGOOGL3 funds$1.5B
VANGUARD S&P 500 ETFVOO3 funds$1.3B
ALPHABET INC-CL CGOOG3 funds$1.2B
BROADCOM INCAVGO3 funds$1.1B
META PLATFORMS INC-CLASS AMETA3 funds$1.1B
TESLA INCTSLA3 funds$959.4M

Ranked by how many of NBSM's institutional holders also hold each name, a cross-fund conviction signal.

Institutional ownership over time

5 funds+2 since Q3 2024
0917Q3 2024Q1 2025Q3 2025Q1 2026Q2 2026
funds holding aggregate valuelatest $8.3M

Share classes

Class13F holdersValue held
NBSDSHORT DURATION I61 funds$670.7M
NBOSOPT STRATEGY ETF40 funds$296.1M
NBCMMF Closed and MF Open25 funds$266.9M
NBCRMF Closed and MF Open17 funds$660.3M
NBSMthis pageSMALL MID CAP ET17 funds$162.0M
NEMDSHS14 funds$111.1M
NBETETF13 funds$26.8M
NBDSFUND8 funds$15.7M

Same issuer, multiple share classes. The consensus leaderboards count this company once across all classes; this is the per-class detail.

Recent filings

0 shown

No filings captured for this ticker in the live stream yet.

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Ask your agent what changed in NBSM

This ETF page is the public Follow view. For one current, evidence-backed answer, use capital_change_brief through REST or MCP. It compares tracked 13F changes with qualifying Form 4 activity and cites the SEC evidence.

Copy-paste
curl -H "Authorization: Bearer YOUR_API_KEY" \
  "https://arkolith.com/api/v1/stocks/NBSM/capital-change-brief"
Ask your agent
Use Arkolith's capital_change_brief for NBSM.
Tell me what changed, whether insider activity
corroborates it, and cite the SEC evidence.

13F holdings + quarter-over-quarter ownership changes + end-of-day price history + the live filing stream, joined for NBSM. Filings are public domain, sourced to SEC EDGAR; price series derived from end-of-day closes.