Among active 13F managers last quarter, 4 opened and 4 added, while 3 reduced; the largest holder to move was Rice Hall James & Associates, LLC (new position). Over the last 180 days, 1 insider sold and none bought, a net -$26K in open-market trades.
The legs disagree, or only one of them leans.
31 tracked 13F filers disclose a position in UPLD as of the latest SEC 13F filings, a combined $4.3M in reported value. Holders and values reflect the 13F filers Arkolith currently tracks, not the entire institutional universe. Counts and totals are a floor, not the full institutional ownership.
| # | Fund | Shares | Position value | Last move | As of | History |
|---|---|---|---|---|---|---|
| 1 | Ameriprise Financial Inc | 1.4M | $903K | ▲+1.1% Added · +15K sh | Q1 2026 | |
| 2 | D. E. Shaw & Co., Inc. | 658K | $438K | ▼−22% Reduced · −190K sh | Q1 2026 | |
| 3 | Two Sigma Investments, LP | 412K | $274K | ▲+44% Added · +125K sh | Q1 2026 | |
| 4 | Russell Investments Group, Ltd. | 267K | $178K | ▲+1.8% Added · +5K sh | Q1 2026 | |
| 5 | Renaissance Technologies LLC | 242K | $161K | ▲+3.5% Added · +8K sh | Q1 2026 | |
| 6 | Vanguard Capital Management LLC | 120K | $562K | ▲New +120K sh | Q2 2026 | |
| 7 | Rice Hall James & Associates, LLC | 101K | $472K | ▲New +101K sh | Q2 2026 | |
| 8 | CastleKnight Management LP | 78K | $363K | ▲New +78K sh | Q2 2026 | |
| 9 | Northern Trust Corp | 64K | $43K | —Held | Q1 2026 | |
| 10 | BlackRock, Inc. | 55K | $257K | ▲New +55K sh | Q2 2026 | |
| 11 | Boston Partners | 44K | $29K | ▼−3.4% Reduced · −2K sh | Q1 2026 | |
| 12 | XTX Topco Ltd | 43K | $28K | ▲+9.3% Added · +4K sh | Q1 2026 | |
| 13 | HSBC Holdings PLC | 39K | $26K | —Held | Q1 2026 | |
| 14 | Geode Capital Management, LLC | 36K | $167K | ▲New +36K sh | Q2 2026 | |
| 15 | UBS Group AG | 33K | $22K | ▼−34% Reduced · −17K sh | Q1 2026 | |
| 16 | Bank Of America Corp | 31K | $21K | ▼−2.3% Reduced · −743 sh | Q1 2026 | |
| 17 | Barclays PLC | 30K | $20K | —Held | Q1 2026 | |
| 18 | Man Group plc | 25K | $118K | ▲New +25K sh | Q2 2026 | |
| 19 | Vanguard Portfolio Management LLC | 23K | $109K | ▲New +23K sh | Q2 2026 | |
| 20 | Vanguard Fiduciary Trust Co | 14K | $67K | ▲New +14K sh | Q2 2026 | |
| 21 | Osaic Holdings, Inc. | 7K | $5K | ▼−20% Reduced · −2K sh | Q1 2026 | |
| 22 | FMR LLC | 2K | $8K | ▲New +2K sh | Q2 2026 | |
| 23 | Federated Hermes, Inc. | 1K | $888 | ▼−40% Reduced · −895 sh | Q1 2026 | |
| 24 | Vanguard Global Advisers, LLC | 966 | $5K | ▲New +966 sh | Q2 2026 | |
| 25 | Royal Bank Of Canada | 785 | $0 | ▼−7.2% Reduced · −61 sh | Q1 2026 |
Holders and values reflect the 13F filers Arkolith currently tracks, not the entire institutional universe. Counts and totals are a floor, not the full institutional ownership. 1 value row is withheld because the reported units disagree with same-security peers; share counts are unchanged.
Last quarter, 4 funds opened a new position in UPLD and 4 added to an existing one, while 3 reduced. Based on 13F filings from active, signal-eligible managers (passive index funds and other mechanical holders are excluded from this count).
| Company | Co-held by | Their position there |
|---|---|---|
| Nvidia CorpNVDA | 3 funds | $2.7B |
| Apple IncAAPL | 3 funds | $2.0B |
| Microsoft CorpMSFT | 3 funds | $1.1B |
| Eli Lilly & CoLLY | 3 funds | $495.1M |
| Abbvie IncABBV | 3 funds | $445.5M |
| Costco Wholesale CorpCOST | 3 funds | $414.8M |
| JPMorgan Chase & CoJPM | 3 funds | $371.9M |
| Chevron CorpCVX | 3 funds | $197.5M |
| Ciena CorpCIEN | 3 funds | $166.5M |
| Johnson & JohnsonJNJ | 3 funds | $162.1M |
| Parker Hannifin CorpPH | 3 funds | $157.4M |
| Berkshire Hathaway Inc-CL BBRK/B | 3 funds | $144.8M |
Ranked by how many of UPLD's tracked holders also hold each name. The last column is those co-holders' combined reported position in that name, not in UPLD.
| Date | Insider | Role | Action | Shares | Value |
|---|---|---|---|---|---|
| Aug 7, 2026 | Mattox Timothy | Director | Sell (S) | 847 | $4K |
| Aug 6, 2026 | Mattox Timothy | Director | Sell (S) | 1K | $4K |
| Aug 5, 2026 | Mattox Timothy | Director | Sell (S) | 1K | $5K |
| Aug 4, 2026 | Mattox Timothy | Director | Sell (S) | 1K | $4K |
| Aug 3, 2026 | Mattox Timothy | Director | Sell (S) | 1K | $4K |
| Jul 31, 2026 | Mattox Timothy | Director | Sell (S) | 1K | $4K |
| Sep 11, 2025 | McDonald John T | CEO, Director | Sell (S) | 14K | $34K |
| Mar 17, 2025 | Mattox Timothy | Director | Sell (S) | 20K | $64K |
| Dec 17, 2024 | Mattox Timothy | Director | Sell (S) | 3K | $13K |
| Nov 14, 2024 | Mattox Timothy | Director | Sell (S) | 18K | $45K |
| Nov 13, 2024 | Mattox Timothy | Director | Sell (S) | 2K | $5K |
| Aug 9, 2024 | McDonald John T | CEO, Director | Buy (P) | 66K | $130K |
Where institutional funds (13F), corporate insiders (Form 4) and US House members (STOCK Act) are buying or selling the same name in the same window. Green is buying, red is selling.
Insiders and Congress: last 180 days. Funds: latest 13F, top 100 holders incl. passive
| Source | Buying | Selling | Net |
|---|---|---|---|
13F funds Top 100 holders by value, passive included; the hero counts active managers only | 6 | 7 | – |
Insiders Form 4 open-market | 0 | 1 | -$26K |
US House STOCK Act trades | 0 | 0 | $0 |
Capital Rotation reports where institutional capital disclosed rotating, as of the latest public SEC 13F filings. It is data, not investment advice, a recommendation, or a prediction. Filings lag about 45 days and cover long US equity positions only. Past disclosed flows do not indicate future prices. Do your own research; consult a licensed advisor.
| Class | 13F holders | Value held |
|---|---|---|
| UPLDthis pageStock | 20 funds | $2.2M |
| UPLDthis pageCOM NEW | 11 funds | $2.1M |
Same issuer, multiple share classes. The consensus leaderboards count this company once across all classes; this is the per-class detail.
Connected entities for UPLD
This stock page is the public Follow view. For one current, evidence-backed answer, use capital_change_brief through REST or MCP. It compares tracked 13F changes with qualifying Form 4 activity and cites the SEC evidence.
curl -H "Authorization: Bearer YOUR_API_KEY" \ "https://arkolith.com/api/v1/stocks/UPLD/capital-change-brief"
Use Arkolith's capital_change_brief for UPLD. Tell me what changed, whether insider activity corroborates it, and cite the SEC evidence.
13F holdings + Form 4 insider transactions + end-of-day price history + the live filing stream, joined for UPLD. Filings are public domain, sourced to SEC EDGAR; price series derived from end-of-day closes.