Arkolith/Funds/B. Riley Wealth Advisors, Inc.

B. Riley Wealth Advisors, Inc.

CIK 1464811Wealth platform
Holdings as of Aug 28, 2026·disclosed Aug 28, 2026·~0-day 13F lag·13F-HR
Active Filer

B. Riley Wealth Advisors, Inc. holds a diversified book of 1208 stocks worth $3.3B as of Q3 2026 (disclosed Aug 28, 2026, a ~0-day 13F lag). This quarter they opened Schwab US Broad Market ETF and trimmed Vanguard Growth ETF. Their largest long position is Apple Inc at 4% of the equity book. They also disclosed $28.7M in put options (a bearish bet) and $68.6M in call options (bullish), shown separately below and excluded from the equity book.

Opened
582
bought for the first time
Added to
543
already held, bought more
Trimmed
112
sold some, still holds it
Sold out
171
exited the position entirely

Concentration

Top-heavy: diversified book

Top 5 holdings
16%
Top 10 holdings
22%
Top 20 holdings
30%

Share of the disclosed book in its largest positions. A higher top-5 share means a more concentrated, higher-conviction portfolio.

Direct sector allocation

55% mapped to company sectors

ETF / fund or unclassified
45%
Information Technology
20%
Financials
8%
Consumer Discretionary
7%
Health Care
5%
Industrials
5%
Materials
3%
Utilities
3%

Direct operating-company sectors from our SIC-based security master. ETF/fund and unclassified holdings stay visible separately; this is not ETF look-through exposure.

Biggest moves: latest quarter

Estimated $ traded · quarter-end prices, no cost basis

Bought
Trimmed / exited

Funds with the most overlap

Other tracked managers holding the same core names as B. Riley Wealth Advisors, Inc.

Manager / fundShared namesTheir $ in those
MORGAN STANLEY80 / 80$716.6B
JPMORGAN CHASE & CO80 / 80$637.7B
ROYAL BANK OF CANADA80 / 80$194.4B
UBS Group AG80 / 80$190.1B
ENVESTNET ASSET MANAGEMENT INC80 / 80$153.4B
LPL Financial LLC80 / 80$125.1B
Cetera Investment Advisers80 / 80$34.6B
COMMONWEALTH EQUITY SERVICES, LLC80 / 80$26.5B

Ranked by how many of B. Riley Wealth Advisors, Inc.'s top 80 disclosed names each fund also holds: a cross-fund conviction signal from the latest 13F of every tracked manager.

Holdings: largest first

Bars show each stock's share of the portfolio. Click a row for its position history.

1,208 positions
#SecurityValueShares% PortLast moveHistory
1Apple Inc
COM
$146.1M657.5K
4.4%
+189%
Added · +430K sh
2Nvidia Corporation
COM
$109.2M1.01M
3.3%
+101%
Added · +506K sh
3Ishares TR
CORE S&P500 ETF
$99.7M177.4K
3.0%
+197%
Added · +118K sh
4Microsoft Corp
COM
$83.6M222.6K
2.5%
+172%
Added · +141K sh
5Amazon Com Inc
COM
$72.7M382.1K
2.2%
+152%
Added · +231K sh
6Vanguard Index FDS
GROWTH ETF
$51.5M139.0K
1.6%
−60%
Reduced · −207K sh
7Invesco QQQ TR
UNIT SER 1
$39.7M84.6K
1.2%
+189%
Added · +55K sh
8Meta Platforms Inc
CL A
$39.6M68.8K
1.2%
+16%
Added · +9K sh
9SPDR S&P 500 ETF TR
TR UNIT
$39.3M70.2K
1.2%
+108%
Added · +37K sh
10Vanguard Index FDS
VALUE ETF
$35.3M204.4K
1.1%
+120%
Added · +112K sh
11Berkshire Hathaway Inc Del
CL B NEW
$31.9M59.9K
1.0%
+142%
Added · +35K sh
12SPDR Ser TR
BLOOMBERG 1-3 MO
$30.4M331.1K
0.9%
+251%
Added · +237K sh
13Ishares TR
CORE TOTAL USD
$29.3M635.9K
0.9%
+280%
Added · +468K sh
14Eli Lilly & Co
COM
$28.4M34.4K
0.9%
+54%
Added · +12K sh
15Procter And Gamble Co
COM
$27.5M161.1K
0.8%
+157%
Added · +98K sh
16JPMorgan Chase & Co.
COM
$27.1M110.6K
0.8%
+122%
Added · +61K sh
17Alphabet Inc
CAP STK CL A
$26.2M169.2K
0.8%
+166%
Added · +106K sh
18Exxon Mobil Corp
COM
$25.3M212.6K
0.8%
+360%
Added · +166K sh
19SPDR Gold TR
GOLD SHS
$22.6M78.5K
0.7%
+244%
Added · +56K sh
20Home Depot Inc
COM
$22.4M61.0K
0.7%
+213%
Added · +42K sh
21Broadcom Inc
COM
$20.9M125.0K
0.6%
+117%
Added · +68K sh
22Costco WHSL Corp New
COM
$20.9M22.1K
0.6%
+242%
Added · +16K sh
23Ishares TR
S&P 500 GRWT ETF
$20.3M218.9K
0.6%
+237%
Added · +154K sh
24Alphabet Inc
CAP STK CL C
$20.3M129.9K
0.6%
+140%
Added · +76K sh
25Ishares TR
MSCI USA QLT FCT
$19.8M115.7K
0.6%
12×
Added · +106K sh
26Pimco ETF TR
ENHAN SHRT MA AC
$19.5M193.3K
0.6%
41×
Added · +189K sh
27J P Morgan Exchange Traded F
EQUITY PREMIUM
$18.3M320.0K
0.6%
+291%
Added · +238K sh
28Palantir Technologies Inc
CL A
$17.2M204.1K
0.5%
+28%
Added · +45K sh
29Abbvie Inc
COM
$16.7M79.6K
0.5%
+147%
Added · +47K sh
30Johnson & Johnson
COM
$16.5M99.2K
0.5%
+102%
Added · +50K sh
31Tesla Inc
COM
$16.3M62.7K
0.5%
+135%
Added · +36K sh
32Walmart Inc
COM
$16.1M183.7K
0.5%
+151%
Added · +111K sh
33Unitedhealth Group Inc
COM
$16.0M30.6K
0.5%
+159%
Added · +19K sh
34Ishares TR
S&P 500 VAL ETF
$15.9M83.3K
0.5%
+230%
Added · +58K sh
35Visa Inc
COM CL A
$15.7M44.8K
0.5%
+158%
Added · +27K sh
36Chevron Corp New
COM
$15.4M91.8K
0.5%
+249%
Added · +66K sh
37Proshares TR
LARGE CAP CRE
$15.2M238.8K
0.5%
+47%
Added · +76K sh
38Mastercard Incorporated
CL A
$14.7M26.9K
0.4%
+189%
Added · +18K sh
39Agnico Eagle Mines Ltd
COM
$14.6M135.1K
0.4%
+503%
Added · +113K sh
40Bristol-Myers Squibb Co
COM
$14.4M235.4K
0.4%
+318%
Added · +179K sh
41McDonalds Corp
COM
$14.2M45.6K
0.4%
+526%
Added · +38K sh
42Palo Alto Networks Inc
COM
$14.1M82.7K
0.4%
+35%
Added · +22K sh
43J P Morgan Exchange Traded F
NASDAQ EQT PREM
$14.1M272.5K
0.4%
22×
Added · +260K sh
44Ishares TR
EAFE GRWTH ETF
$13.8M138.3K
0.4%
+176%
Added · +88K sh
45Vanguard Tax-Managed FDS
VAN FTSE DEV MKT
$13.7M268.7K
0.4%
+87%
Added · +125K sh
46BlackRock ETF Trust
ISHARES US EQUIT
$13.4M275.1K
0.4%
+342%
Added · +213K sh
47Eaton Corp PLC
SHS
$13.4M49.3K
0.4%
+120%
Added · +27K sh
48International Business Machs
COM
$13.3M53.4K
0.4%
+66%
Added · +21K sh
49Uber Technologies Inc
COM
$12.8M175.9K
0.4%
+110%
Added · +92K sh
50Vanguard Index FDS
S&P 500 ETF SHS
$12.8M24.9K
0.4%
+47%
Added · +8K sh
Showing 50 of 1,208 positions
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Largest options & derivatives disclosed

Put / call positions from the 13F — totals include every disclosed option leg

Put notional (bearish)$28.7M
Call notional (bullish)$68.6M
TypeUnderlyingNotional valueUnderlying shares
PUT · bearishNVIDIA CORPNVDA$23.2M214K
CALL · bullishNVIDIA CORPNVDA$11.9M110K
CALL · bullishDUKE ENERGY CORPDUK$4.6M38K
CALL · bullishELI LILLY & COLLY$2.9M4K
CALL · bullishAPPLE INCAAPL$2.9M13K
PUT · bearishELI LILLY & COLLY$2.8M3K
CALL · bullishSOUTHERN CO/THESO$2.8M31K
CALL · bullishENTERGY CORPETR$2.8M33K
CALL · bullishVISTRA CORPVST$2.6M23K
PUT · bearishMICROSOFT CORPMSFT$2.1M6K
CALL · bullishFIRSTENERGY CORPFE$2.0M49K
CALL · bullishCHEVRON CORPCVX$2.0M12K
CALL · bullishPFIZER INCPFE$1.9M76K
CALL · bullishDOMINION ENERGY INCD$1.8M32K
CALL · bullishCISCO SYSTEMS INCCSCO$1.8M29K
CALL · bullishMETA PLATFORMS INC-CLASS AMETA$1.6M3K
CALL · bullishAMERICAN ELECTRIC POWERAEP$1.5M13K
CALL · bullishBANK OF AMERICA CORPBAC$1.5M35K
CALL · bullishCONSOLIDATED EDISON INCED$1.4M12K
CALL · bullishBRISTOL-MYERS SQUIBB COBMY$1.3M21K
CALL · bullish3M COMMM$906K6K
CALL · bullishDOW INCDOW$900K26K
CALL · bullishAMGEN INCAMGN$810K3K
CALL · bullishJPMORGAN CHASE & COJPM$795K3K
CALL · bullishBOEING CO/THEBA$770K5K

13F filers disclose option positions at the market value of the underlying the contracts reference, not the premium paid. A put is a bearish bet (it gains if the stock falls); a call is bullish. “Underlying shares” is the share count the contracts control, not a share holding. These legs are excluded from the equity book, weighting, concentration and sector figures above. Showing the largest 25 of 113 option legs.

Filing history

As-of date vs the date the SEC received each filing

QuarterAs ofFiledPositionsValueForm
Q3 2026Aug 28, 2026Aug 28, 20261,321$3.4B13F-HR
Q2 2026Jun 30, 2026Jul 14, 2026914$1.9B13F-HR
Q1 2026Mar 31, 2026Apr 27, 2026898$1.6B13F-HR
Q4 2025Dec 31, 2025Feb 17, 20261,020$2.2B13F-HR
Q3 2025Sep 30, 2025Oct 31, 20251,073$2.2B13F-HR
Q2 2025Jun 30, 2025Aug 19, 20251,037$2.1B13F-HR
Q4 2024Dec 31, 2024Feb 25, 20251,136$3.1B13F-HR
Q3 2024Sep 30, 2024Dec 13, 20241,263$3.6B13F-HR
Q2 2024Jun 30, 2024Aug 19, 20241,379$3.9B13F-HR

Data source

Holdings from SEC EDGAR 13F-HR filings, updated quarterly, filed up to 45 days after quarter-end. Public domain. The book and weighting are long equity only; disclosed put/call options are listed separately and excluded from those totals. Price-derived performance is withheld until the price-source policy and freshness gate are green.