Arkolith/Funds/Cape Investment Advisory, Inc.

Cape Investment Advisory, Inc.

CIK 1944437
Holdings as of Mar 31, 2026·disclosed May 15, 2026·~45-day 13F lag·13F-HR
Active Filer

Cape Investment Advisory, Inc. holds a diversified book of 227 stocks worth $300.7M as of Q1 2026 (disclosed May 15, 2026, a ~45-day 13F lag). This quarter they opened Innovator Edd 15 Buf ETF-Mar and trimmed Schwab US Large-Cap Growth. Their largest long position is Schwab US Broad Market ETF at 13% of the equity book.

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Use Arkolith to show Cape Investment Advisory, Inc.'s latest
holdings, largest changes, and filing provenance.
Opened
4
new positions
Added to
122
existing
Trimmed
92
reduced
Sold out
1,072
exited

Concentration

Top-heavy: diversified book

Top 5 holdings
28%
Top 10 holdings
38%
Top 20 holdings
52%

Share of the disclosed book in its largest positions. A higher top-5 share means a more concentrated, higher-conviction portfolio.

Direct sector allocation

35% mapped to company sectors

ETF / fund or unclassified
65%
Information Technology
12%
Financials
6%
Consumer Discretionary
3%
Industrials
3%
Health Care
3%
Consumer Staples
2%
Energy
2%

Direct operating-company sectors from our SIC-based security master. ETF/fund and unclassified holdings stay visible separately; this is not ETF look-through exposure.

Biggest moves: latest quarter

Estimated $ traded · quarter-end prices, no cost basis

Bought
Trimmed / exited

Holdings: largest first

Bars show each stock's share of the portfolio. Click a row for its position history.

227 positions
#SecurityValueShares% PortLast moveHistory
1Schwab Strategic TR
US BRD MKT ETF
$39.8M1.58M
13.2%
+1.3%
Added · +20K sh
2Schwab Strategic TR
US LCAP VA ETF
$18.4M601.7K
6.1%
+0.6%
Added · +4K sh
3BlackRock ETF Trust II
ISHARES FLEXIBLE
$11.3M216.9K
3.7%
+11%
Added · +21K sh
4Schwab Strategic TR
1 5YR CORP BD
$8.4M340.2K
2.8%
+4.9%
Added · +16K sh
5Schwab Strategic TR
US LCAP GR ETF
$7.4M255.7K
2.5%
−0.1%
Reduced · −281 sh
6Microsoft Corp
COM
$6.0M16.3K
2.0%
+2.4%
Added · +378 sh
7Schwab Strategic TR
US MID-CAP ETF
$6.0M195.3K
2.0%
~0%
Reduced · −47 sh
8Invesco Exchange Traded FD T
S&P500 EQL WGT
$5.9M30.5K
1.9%
+1.0%
Added · +294 sh
9Schwab Strategic TR
US DIVIDEND EQ
$5.6M184.1K
1.9%
+2.4%
Added · +4K sh
10State STR SPDR S&P 500 ETF T
TR UNIT
$5.2M8.1K
1.7%
+3.2%
Added · +250 sh
11Alphabet Inc
CAP STK CL A
$5.1M17.9K
1.7%
−8.1%
Reduced · −2K sh
12Coca Cola Co
COM
$4.9M64.6K
1.6%
+106%
Added · +33K sh
13Amazon Com Inc
COM
$4.5M21.8K
1.5%
+0.6%
Added · +132 sh
14Chevron Corporation
COM
$4.2M20.2K
1.4%
−7.0%
Reduced · −2K sh
15Apple Inc
COM
$4.1M16.0K
1.3%
−10%
Reduced · −2K sh
16Schwab Strategic TR
EMRG MKTEQ ETF
$3.9M119.0K
1.3%
~0%
Added · +56 sh
17Janus Detroit STR TR
HENDRSN SHRT ETF
$3.9M80.1K
1.3%
+3.7%
Added · +3K sh
18Schwab Strategic TR
INTL EQTY ETF
$3.8M153.0K
1.3%
+0.7%
Added · +1K sh
19Ishares TR
CORE S&P500 ETF
$3.7M5.6K
1.2%
+37%
Added · +2K sh
20Unified Ser TR
BALLAST SMLMD CP
$3.7M81.2K
1.2%
+0.5%
Added · +442 sh
21SPDR Series Trust
STATE STREET SPD
$3.4M44.1K
1.1%
+17%
Added · +7K sh
22Meta Platforms Inc
CL A
$3.1M5.5K
1.0%
+2.4%
Added · +131 sh
23Alphabet Inc
CAP STK CL C
$2.7M9.5K
0.9%
+2.1%
Added · +200 sh
24Taiwan Semiconductor Manufac
SPONSORED ADS
$2.7M7.9K
0.9%
−15%
Reduced · −1K sh
25Nvidia Corporation
COM
$2.5M14.3K
0.8%
+7.5%
Added · +1K sh
26Southern Co
COM
$2.5M25.5K
0.8%
+5.9%
Added · +1K sh
27Schwab Charles Corp
COM
$2.4M25.3K
0.8%
−4.6%
Reduced · −1K sh
28Ishares TR
CORE UNIVRSL USD
$2.3M49.9K
0.8%
+20%
Added · +8K sh
29Janus Detroit STR TR
HENDRSON AAA CL
$2.0M40.6K
0.7%
−0.8%
Reduced · −334 sh
30Ishares TR
MORNINGSTAR GRWT
$2.0M20.5K
0.6%
−2.4%
Reduced · −500 sh
31Booking Holdings Inc
COM
$1.9M463
0.6%
Held
32Visa Inc
COM CL A
$1.9M6.3K
0.6%
+21%
Added · +1K sh
33Applied Matls Inc
COM
$1.9M5.5K
0.6%
−21%
Reduced · −1K sh
34Invesco QQQ TR
UNIT SER 1
$1.8M3.2K
0.6%
−2.5%
Reduced · −84 sh
35Schwab Strategic TR
US REIT ETF
$1.8M82.9K
0.6%
+1.1%
Added · +885 sh
36Iqvia Hldgs Inc
COM
$1.8M10.4K
0.6%
−2.7%
Reduced · −290 sh
37Innovator Etfs Trust
US EQTY PWR BUF
$1.7M41.5K
0.6%
Held
38Metrocity Bankshares Inc
COM
$1.7M59.8K
0.6%
+0.4%
Added · +252 sh
39Innovator Etfs Trust
US EQTY PWR BUF
$1.7M41.7K
0.6%
+1.7%
Added · +700 sh
40Innovator Etfs Trust
US EQTY PWR BUF
$1.6M37.5K
0.5%
−0.8%
Reduced · −305 sh
41Innovator Etfs Trust
US EQTY PWR BUF
$1.6M36.7K
0.5%
−1.5%
Reduced · −550 sh
42Schwab Strategic TR
INTERNL DIVID
$1.6M49.3K
0.5%
+0.6%
Added · +290 sh
43Exxon Mobil Corp
COM
$1.6M9.2K
0.5%
+45%
Added · +3K sh
44Disney Walt Co
COM
$1.5M15.5K
0.5%
−0.3%
Reduced · −46 sh
45Innovator Etfs Trust
EQUITY DUAL DIRE
$1.5M78.2K
0.5%
New
New position
46Schwab Strategic TR
US SML CAP ETF
$1.4M47.9K
0.5%
−1.3%
Reduced · −646 sh
47Mastercard Incorporated
CL A
$1.4M2.8K
0.5%
−2.7%
Reduced · −78 sh
48Vanguard Tax-Managed FDS
VAN FTSE DEV MKT
$1.4M21.5K
0.5%
+3.0%
Added · +624 sh
49Micron Technology Inc
COM
$1.3M4.0K
0.4%
−0.3%
Reduced · −12 sh
50Elevance Health Inc Formerly
COM
$1.3M4.5K
0.4%
+11%
Added · +435 sh
Showing 50 of 227 positions

Filing history

As-of date vs the date the SEC received each filing

QuarterAs ofFiledPositionsValueForm
Q1 2026Mar 31, 2026May 15, 2026383$300.7M13F-HR
Q4 2025Dec 31, 2025Feb 17, 20261,729$325.1M13F-HR
Q3 2025Sep 30, 2025Dec 29, 20251,199$101.7M13F-HR
Q2 2025Jun 30, 2025Aug 19, 20251,171$273.9M13F-HR

Data source

Holdings from SEC EDGAR 13F-HR filings, updated quarterly ~45 days after quarter-end. Public domain. The book and weighting are long equity only; disclosed put/call options are listed separately and excluded from those totals. Price-derived performance is withheld until the price-source policy and freshness gate are green.