Empirical Asset Management, LLC holds a diversified book of 448 stocks worth $444.0M as of Q2 2026 (disclosed Aug 10, 2026, a ~41-day 13F lag). This quarter they opened Sprott Critical Material ETF and trimmed Apple Inc. Their largest long position is Apple Inc at 5% of the equity book. Cloning the disclosed picks since 2025 would be +12% (+15.0%/yr). That is a simulation of the disclosed long book, not audited returns.
Growth of $10,000 cloning Empirical Asset Management, LLC's disclosed long 13F book, rebalanced on each filing date (so it reflects each quarter's actual reporting lag, ~41 days for the latest filing, with no look-ahead), total-return basis (dividends reinvested), derived from end-of-day prices. “Their reported book” values the same picks from quarter-end, before they were public. S&P 500 is SPY total return over the same window. Excludes shorts, cash, options and non-13F holdings. Not investment advice.
Top-heavy: diversified book
Share of the disclosed book in its largest positions. A higher top-5 share means a more concentrated, higher-conviction portfolio.
56% mapped to company sectors
Direct operating-company sectors from our SIC-based security master. ETF/fund and unclassified holdings stay visible separately; this is not ETF look-through exposure.
Estimated $ traded · quarter-end prices, no cost basis
Other tracked managers holding the same core names as Empirical Asset Management, LLC
| Manager / fund | Shared names | Their $ in those |
|---|---|---|
| MORGAN STANLEY | 79 / 80 | $562.1B |
| WELLS FARGO & COMPANY/MN | 79 / 80 | $167.4B |
| LPL Financial LLC | 79 / 80 | $83.4B |
| ENVESTNET ASSET MANAGEMENT INC | 79 / 80 | $83.3B |
| OSAIC HOLDINGS, INC. | 78 / 80 | $16.3B |
| ROYAL BANK OF CANADA | 77 / 80 | $155.4B |
| UBS Group AG | 77 / 80 | $149.4B |
| RAYMOND JAMES FINANCIAL INC | 77 / 80 | $90.2B |
Ranked by how many of Empirical Asset Management, LLC's top 80 disclosed names each fund also holds: a cross-fund conviction signal from the latest 13F of every tracked manager.
Bars show each stock's share of the portfolio. Click a row for its position history.
| # | Security | Value | Shares | % Port | Last move | History |
|---|---|---|---|---|---|---|
| 1 | Apple Inc COM | $20.8M | 71.7K | 4.7% | ▼−6.3% Reduced · −5K sh | |
| 2 | State STR SPDR S&P 500 ETF T TR UNIT | $11.7M | 15.6K | 2.6% | ▼−18% Reduced · −4K sh | |
| 3 | Nvidia Corporation COM | $9.9M | 49.4K | 2.2% | ▲+27% Added · +11K sh | |
| 4 | Etfs Gold TR PHYSCL GOLD SHS | $8.9M | 231.7K | 2.0% | ▲+9.5% Added · +20K sh | |
| 5 | Ishares TR U.S. TECH ETF | $8.2M | 32.4K | 1.8% | ▼−8.3% Reduced · −3K sh | |
| 6 | Micron Technology Inc COM | $7.0M | 6.1K | 1.6% | ▲+60% Added · +2K sh | |
| 7 | Eli Lilly & Co COM | $5.6M | 4.7K | 1.3% | ▲+37% Added · +1K sh | |
| 8 | Uscf ETF TR SUMMERHAVEN K1 | $5.5M | 206.2K | 1.2% | ▼−42% Reduced · −150K sh | |
| 9 | Alphabet Inc CAP STK CL A | $5.3M | 14.8K | 1.2% | ▲+39% Added · +4K sh | |
| 10 | Amazon Com Inc COM | $4.5M | 18.9K | 1.0% | ▼−1.3% Reduced · −242 sh | |
| 11 | Microsoft Corp COM | $4.4M | 11.9K | 1.0% | ▼−14% Reduced · −2K sh | |
| 12 | JPMorgan Chase & Co COM | $4.3M | 13.2K | 1.0% | ▼−3.9% Reduced · −539 sh | |
| 13 | Invesco Exchange Traded FD T S&P500 EQL TEC | $4.0M | 62.3K | 0.9% | ▼−9.2% Reduced · −6K sh | |
| 14 | Home Depot Inc COM | $4.0M | 11.3K | 0.9% | ▼−3.3% Reduced · −386 sh | |
| 15 | ETF Opportunities Trust BROO CATA BD ETF | $4.0M | 202.4K | 0.9% | ▲+31% Added · +48K sh | |
| 16 | Cisco Sys Inc COM | $4.0M | 33.7K | 0.9% | ▲+65% Added · +13K sh | |
| 17 | Alphabet Inc CAP STK CL C | $3.9M | 11.0K | 0.9% | ▲+9.8% Added · +985 sh | |
| 18 | Ishares Silver TR ISHARES | $3.6M | 67.4K | 0.8% | ▼−31% Reduced · −30K sh | |
| 19 | Meta Platforms Inc CL A | $3.4M | 6.0K | 0.8% | ▼−35% Reduced · −3K sh | |
| 20 | SPDR Gold TR GOLD SHS | $3.1M | 8.3K | 0.7% | ▼−9.9% Reduced · −919 sh | |
| 21 | Arm Holdings PLC SPONSORED ADS | $3.0M | 8.4K | 0.7% | ▼−7.9% Reduced · −720 sh | |
| 22 | Select Sector SPDR TR ST STR REAL ETF | $2.9M | 66.4K | 0.7% | ▲+16% Added · +9K sh | |
| 23 | Ishares TR CORE S&P500 ETF | $2.9M | 3.8K | 0.6% | ▼−11% Reduced · −470 sh | |
| 24 | Sprott FDS TR SPROTT CRITICAL | $2.9M | 91.5K | 0.6% | ▲New New position | |
| 25 | Dell Technologies Inc CL C | $2.8M | 6.6K | 0.6% | ▼−8.2% Reduced · −589 sh | |
| 26 | Ishares TR RUS 1000 GRW ETF | $2.8M | 22.9K | 0.6% | ▲+313% Added · +17K sh | |
| 27 | Ishares TR RUSSELL 2000 ETF | $2.8M | 9.3K | 0.6% | ▲+1.2% Added · +113 sh | |
| 28 | Invesco QQQ TR UNIT SER 1 | $2.8M | 3.7K | 0.6% | ▲+34% Added · +947 sh | |
| 29 | SPDR Series Trust ST STR P500ETF | $2.7M | 31.2K | 0.6% | ▲+53% Added · +11K sh | |
| 30 | Ceco Environmental Corp COM | $2.7M | 30.0K | 0.6% | —Held | |
| 31 | Qualcomm Inc COM | $2.7M | 14.7K | 0.6% | ▼−8.3% Reduced · −1K sh | |
| 32 | Ishares TR INTL TREA BD ETF | $2.7M | 65.2K | 0.6% | ▲+11% Added · +6K sh | |
| 33 | Ishares TR ISHARES BIOTECH | $2.7M | 14.0K | 0.6% | —Held | |
| 34 | Advanced Micro Devices Inc COM | $2.6M | 4.5K | 0.6% | ▼−1.8% Reduced · −83 sh | |
| 35 | Kla Corp COM NEW | $2.6M | 8.6K | 0.6% | ▲+691% Added · +8K sh | |
| 36 | Invesco Exchange Traded FD T LARG CAP GRO ETF | $2.6M | 15.3K | 0.6% | ▲+3.4% Added · +500 sh | |
| 37 | Lam Research Corp COM NEW | $2.5M | 5.7K | 0.6% | ▲+139% Added · +3K sh | |
| 38 | First TR Exchange-Traded Alp COM SHS | $2.4M | 12.6K | 0.5% | ▲+4.6% Added · +558 sh | |
| 39 | Schwab Strategic TR INT-TRM U.S TRES | $2.4M | 98.2K | 0.5% | ▲+12% Added · +11K sh | |
| 40 | Simplify Exchange Traded Fun MANAGED FUTURES | $2.4M | 92.4K | 0.5% | ▲+16% Added · +13K sh | |
| 41 | Applied Matls Inc COM | $2.4M | 3.3K | 0.5% | ▲+64% Added · +1K sh | |
| 42 | Broadcom Inc COM | $2.4M | 6.2K | 0.5% | ▲+143% Added · +4K sh | |
| 43 | Sprott Asset Management LP PHYSICAL SILVER | $2.3M | 122.1K | 0.5% | ▲New New position | |
| 44 | Pacer FDS TR US LRG CP CASH | $2.3M | 56.2K | 0.5% | ▲+9.1% Added · +5K sh | |
| 45 | Ishares TR US HLTHCARE ETF | $2.2M | 33.5K | 0.5% | ▼−5.6% Reduced · −2K sh | |
| 46 | Johnson & Johnson COM | $2.2M | 8.6K | 0.5% | ▲+59% Added · +3K sh | |
| 47 | Ishares TR US SML CAP EQT | $2.1M | 24.1K | 0.5% | ▲+2.3% Added · +530 sh | |
| 48 | Walmart Inc COM | $2.1M | 18.9K | 0.5% | ▼−11% Reduced · −2K sh | |
| 49 | First TR Exchange-Traded Alp MID CP GR ALPH | $2.1M | 18.7K | 0.5% | ▲+4.4% Added · +797 sh | |
| 50 | Procter & Gamble Co COM | $2.1M | 14.0K | 0.5% | ▼−0.4% Reduced · −61 sh |
The public view is the crawlable proof. The same sourced dataset is available through REST and MCP for agents, research scripts, and back-office tools.
This fund page is the Follow view. The Build view lets your agent pull holdings, quarter changes, overlap, and source filings through API or MCP.
curl -H "Authorization: Bearer YOUR_API_KEY" \ "https://arkolith.com/api/v1/funds/1926596/holdings"
Use Arkolith to show Empirical Asset Management, LLC's latest holdings, largest changes, and filing provenance.
As-of date vs the date the SEC received each filing
Holdings from SEC EDGAR 13F-HR filings, updated quarterly, filed up to 45 days after quarter-end. Public domain. The book and weighting are long equity only; disclosed put/call options are listed separately and excluded from those totals. The performance line is a simulation of the disclosed long book, not an audited return.