UCON

First Trust Smith UnconstraiETF
UnclassifiedUSCUSIP 33740F888◍ Confluence graph
Tracked 13F Holders
257
-60 QoQ
13F Value (tracked)
$2.7B
13F Moves · latest Q
26 added
15 trimmed
Recent Filings
0

Who owns UCON?

257 tracked 13F filers

257 tracked 13F filers disclose a position in UCON as of the latest SEC 13F filings, a combined $2.7B in reported value. Holders and values reflect the 13F filers Arkolith currently tracks, not the entire institutional universe. Counts and totals are a floor, not the full institutional ownership.

1 source-reported value row is withheld because the reported units do not agree with same-security peers. Share counts remain visible and unchanged.
#FundPosition valueSharesLast moveAs ofHistory
1LPL Financial LLC
$309.0M
12.5M
+2.6%
Added · +315K sh
Q1 2026
2MORGAN STANLEY
$221.9M
9.0M
+7.5%
Added · +622K sh
Q1 2026
3WELLS FARGO & COMPANY/MN
$150.4M
6.1M
−2.5%
Reduced · −158K sh
Q1 2026
4AMERIPRISE FINANCIAL INC
$132.2M
5.3M
+10%
Added · +505K sh
Q1 2026
5HARBOUR INVESTMENTS, INC.
$102.1M
4.1M
+16%
Added · +559K sh
Q1 2026
6ROYAL BANK OF CANADA
$99.2M
4.0M
+5.3%
Added · +203K sh
Q1 2026
7BANK OF AMERICA CORP /DE/
$95.0M
3.8M
−3.1%
Reduced · −122K sh
Q1 2026
8RAYMOND JAMES FINANCIAL INC
$70.1M
2.8M
+7.3%
Added · +193K sh
Q1 2026
9ENVESTNET ASSET MANAGEMENT INC
$60.8M
2.5M
+27%
Added · +522K sh
Q1 2026
10HighTower Advisors, LLC
$60.3M
2.4M
+0.7%
Added · +16K sh
Q1 2026
11TRUIST FINANCIAL CORP
$47.2M
1.9M
+13%
Added · +214K sh
Q1 2026
12OSAIC HOLDINGS, INC.
$46.8M
1.9M
−6.8%
Reduced · −139K sh
Q1 2026
13STIFEL FINANCIAL CORP
$40.5M
1.6M
+3.5%
Added · +55K sh
Q1 2026
14Trilogy Capital Inc.
$39.1M
1.6M
+6.2%
Added · +92K sh
Q2 2026
15Csenge Advisory Group
$38.0M
1.5M
+2.6%
Added · +38K sh
Q2 2026
16Cetera Investment Advisers
$35.6M
1.4M
+6.6%
Added · +89K sh
Q1 2026
17Aptus Capital Advisors, LLC
$34.8M
1.4M
+1.2%
Added · +17K sh
Q2 2026
18Integrated Wealth Concepts LLC
$32.1M
1.3M
+43%
Added · +390K sh
Q2 2026
19IFP Advisors, Inc
$28.1M
1.1M
+27%
Added · +237K sh
Q2 2026
20COMMONWEALTH EQUITY SERVICES, LLC
$27.7M
1.1M
−10%
Reduced · −126K sh
Q1 2026
21Focus Partners Wealth
$24.8M
1.0M
+4.7%
Added · +45K sh
Q1 2026
22MML INVESTORS SERVICES, LLC
$23.2M
933K
+22%
Added · +166K sh
Q2 2026
23Cyndeo Wealth Partners, LLC
$21.7M
873K
+3.9%
Added · +33K sh
Q2 2026
24Wagner Wealth Management, LLC
$21.4M
859K
−17%
Reduced · −174K sh
Q2 2026
25EdgeRock Capital LLC
$21.0M
843K
+6.6%
Added · +52K sh
Q2 2026

Holders and values reflect the 13F filers Arkolith currently tracks, not the entire institutional universe. Counts and totals are a floor, not the full institutional ownership.

Is UCON being bought or sold by institutions?

Last quarter, 2 funds opened a new position in UCON and 24 added to an existing one, while 15 reduced and 0 exited entirely — based on 13F filings from active, signal-eligible managers (passive index funds and other mechanical holders are excluded from this count).

Opened (NEW)
2
funds
Added
24
funds
Reduced
15
funds
Exited
0
funds

Funds that own UCON also own

CompanyCo-held byCombined value
NVIDIA CORPNVDA123 funds$11.3B
MICROSOFT CORPMSFT121 funds$5.9B
APPLE INCAAPL120 funds$11.7B
INVESCO QQQ TRUST SERIES 1QQQ119 funds$4.8B
SS SPDR S&P 500 ETF TRUST-USSPY118 funds$5.5B
ALPHABET INC-CL AGOOGL118 funds$4.1B
ALPHABET INC-CL CGOOG118 funds$3.6B
META PLATFORMS INC-CLASS AMETA118 funds$3.0B
AMAZON.COM INCAMZN117 funds$5.9B
VANGUARD S&P 500 ETFVOO117 funds$5.8B
TESLA INCTSLA117 funds$2.5B
JPMORGAN CHASE & COJPM116 funds$3.3B

Ranked by how many of UCON's institutional holders also hold each name, a cross-fund conviction signal.

Institutional ownership over time

187 funds+9 since Q3 2024
0126252Q3 2024Q1 2025Q3 2025Q1 2026Q2 2026
funds holding aggregate valuelatest $935.0M · 1 values withheld

Share classes

Class13F holdersValue held
BUFRmc496 funds$7.5B
FIXDmc297 funds$2.6B
UCONthis pagemc257 funds$2.7B
FFEBmc165 funds$357.0M
FAUGmc165 funds$240.9M
FJANmc149 funds$373.7M
EIPImc144 funds$354.1M
FJUNmc140 funds$300.1M

Same issuer, multiple share classes. The consensus leaderboards count this company once across all classes; this is the per-class detail.

Recent filings

0 shown

No filings captured for this ticker in the live stream yet.

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Ask your agent what changed in UCON

This ETF page is the public Follow view. For one current, evidence-backed answer, use capital_change_brief through REST or MCP. It compares tracked 13F changes with qualifying Form 4 activity and cites the SEC evidence.

Copy-paste
curl -H "Authorization: Bearer YOUR_API_KEY" \
  "https://arkolith.com/api/v1/stocks/UCON/capital-change-brief"
Ask your agent
Use Arkolith's capital_change_brief for UCON.
Tell me what changed, whether insider activity
corroborates it, and cite the SEC evidence.

13F holdings + quarter-over-quarter ownership changes + end-of-day price history + the live filing stream, joined for UCON. Filings are public domain, sourced to SEC EDGAR; price series derived from end-of-day closes.