Arkolith/Funds/Thomas J. Herzfeld Advisors, Inc.

Thomas J. Herzfeld Advisors, Inc.

CIK 1509510
Holdings as of Jun 30, 2026·disclosed Aug 10, 2026·~41-day 13F lag·13F-HR
Active Filer

Thomas J. Herzfeld Advisors, Inc. holds a focused book of 129 stocks worth $325.8M as of Q2 2026 (disclosed Aug 10, 2026, a ~41-day 13F lag). This quarter they opened Pershing Square USA Ltd and trimmed Pimco Dynamic Income Strat. Their largest long position is FS Specialty Lending Fund at 10% of the equity book. Cloning the disclosed picks since 2025 would be +4% (+5.3%/yr). That is a simulation of the disclosed long book, not audited returns.

Opened
33
bought for the first time
Added to
59
already held, bought more
Trimmed
21
sold some, still holds it
Sold out
19
exited the position entirely

Growth of $10,000: cloning the disclosed book

If you'd copied them
+4.1%
+5.3%/yr · since Nov '25
Their reported book
-3.6%
held from quarter-end
S&P 500
+12.7%
same window
$9K$10K$10K$11K$11KNov '25Jan '26Mar '26May '26Jun '26Aug '26
Thomas J. Herzfeld Advisors, Inc. (copied at disclosure) S&P 500

Following at the filing date actually beat the quarter-end book by 7.8 points over this window.

Growth of $10,000 cloning Thomas J. Herzfeld Advisors, Inc.'s disclosed long 13F book, rebalanced on each filing date (so it reflects each quarter's actual reporting lag, ~41 days for the latest filing, with no look-ahead), total-return basis (dividends reinvested), derived from end-of-day prices. “Their reported book” values the same picks from quarter-end, before they were public. S&P 500 is SPY total return over the same window. Excludes shorts, cash, options and non-13F holdings. Not investment advice.

Concentration

Top-heavy: focused book

Top 5 holdings
33%
Top 10 holdings
50%
Top 20 holdings
68%

Share of the disclosed book in its largest positions. A higher top-5 share means a more concentrated, higher-conviction portfolio.

Direct sector allocation

0% mapped to company sectors

ETF / fund or unclassified
100%
Financials
0%
Communication Services
0%
Information Technology
0%
Materials
0%
Industrials
0%
Real Estate
0%

Direct operating-company sectors from our SIC-based security master. ETF/fund and unclassified holdings stay visible separately; this is not ETF look-through exposure.

Biggest moves: latest quarter

Estimated $ traded · quarter-end prices, no cost basis

Bought
Trimmed / exited

Funds with the most overlap

Other tracked managers holding the same core names as Thomas J. Herzfeld Advisors, Inc.

Manager / fundShared namesTheir $ in those
MORGAN STANLEY79 / 80$45.7B
OSAIC HOLDINGS, INC.79 / 80$2.5B
WELLS FARGO & COMPANY/MN77 / 80$12.1B
UBS Group AG76 / 80$14.9B
LPL Financial LLC74 / 80$15.5B
ROYAL BANK OF CANADA73 / 80$8.0B
RAYMOND JAMES FINANCIAL INC73 / 80$6.9B
Rockefeller Capital Management L.P.64 / 80$3.1B

Ranked by how many of Thomas J. Herzfeld Advisors, Inc.'s top 80 disclosed names each fund also holds: a cross-fund conviction signal from the latest 13F of every tracked manager.

Holdings: largest first

Bars show each stock's share of the portfolio. Click a row for its position history.

129 positions
#SecurityValueShares% PortLast moveHistory
1FS Specialty Lending Fund
COM SH BEN INT
$32.3M2.90M
9.9%
+3.3%
Added · +92K sh
2PIMCO Dynamic Income Strategy Fund
COM SH BEN INT
$22.8M1.10M
7.0%
−13%
Reduced · −158K sh
3FS Credit Opportunities Corp
COM
$19.6M3.92M
6.0%
+6.6%
Added · +242K sh
4Highland Floating Rate Opportunities Fund
SHS BEN INT
$19.1M2.68M
5.9%
−1.4%
Reduced · −39K sh
5Guggenheim Strategic Opp Fund
COM SBI
$14.6M1.34M
4.5%
+32%
Added · +321K sh
6Herzfeld Credit Income Fund, Inc.
COM
$14.1M817.5K
4.3%
+1.3%
Added · +10K sh
7Pershing Square USA Ltd
COM SHS
$10.7M285.4K
3.3%
New
New position
8Saba Capital Income & Opport
SHS NEW
$10.1M1.54M
3.1%
+9.0%
Added · +128K sh
9Suro Capital Corp
COM
$9.9M788.4K
3.0%
24×
Added · +756K sh
10Eagle Pointe Income Company
COM
$9.0M897.1K
2.8%
+128%
Added · +503K sh
11Nuveen Floating Rate Income
COM
$8.5M1.11M
2.6%
+56%
Added · +399K sh
12Saba Capital Income & Opport II
COM
$7.4M891.6K
2.3%
+15%
Added · +117K sh
13Columbia Seligman Premium Technology Growth Fund
COM
$7.0M129.2K
2.1%
+95%
Added · +63K sh
14PIMCO Dynamic Income Fd
SHS
$6.5M388.7K
2.0%
+151%
Added · +234K sh
15Duff & Phelps Utility and Infrastructure Fund Inc.
COM
$5.4M360.6K
1.6%
−7.9%
Reduced · −31K sh
16BlackRock Science and Technology Trust II
SHS BEN INT
$5.0M166.0K
1.5%
+101%
Added · +83K sh
17Brookfield Real Assets Incom
SHS BEN INT
$4.8M369.1K
1.5%
+8.3%
Added · +28K sh
18BlackRock Tech and Private Eq
Shs Ben Int
$4.7M515.4K
1.4%
+84%
Added · +235K sh
19The Taiwan Fund Inc
COM
$4.6M47.5K
1.4%
+15%
Added · +6K sh
20PIMCO Access Income Fund
SHS BENFIN INT
$4.5M312.0K
1.4%
−29%
Reduced · −128K sh
21Tortoise Energy Infra Corp
COM
$4.3M100.3K
1.3%
New
New position
22Bluerock Private Real Estate Fund
COM
$3.9M303.3K
1.2%
−16%
Reduced · −59K sh
23Kayne Anderson Energy Infrst
COM
$3.8M276.1K
1.2%
+18%
Added · +42K sh
24The Korea Fund Inc
COM NEW
$3.7M49.8K
1.2%
131×
Added · +49K sh
25Clearbridge Energy Midstrm O
COM
$3.7M73.1K
1.1%
+24%
Added · +14K sh
26Neuberger Berman MLP Income Fund Inc
COM
$3.6M352.8K
1.1%
+9.0%
Added · +29K sh
27BlackRock Energy and Resources Trust
COM
$3.5M238.1K
1.1%
+31%
Added · +57K sh
28XAI Octagn Flt Rat & Alt Inm
COM
$3.5M198.7K
1.1%
+234%
Added · +139K sh
29ASA Gold and Precious Metals Ltd
SHS
$3.5M66.8K
1.1%
−47%
Reduced · −59K sh
30NXG NextGen Intrastruacture Inc Fund
COM
$3.4M53.3K
1.1%
New
New position
31Calamos Conv & High Income Fund
COM SHS
$3.3M245.6K
1.0%
New
New position
32Rivernorth Flexible Mun Income Fund II, Inc.
COM
$3.3M243.6K
1.0%
+6.1%
Added · +14K sh
33Virtus Convertible & Income Fund II
COM
$3.3M205.9K
1.0%
New
New position
34Virtus Convertible & Income Fund
COM
$3.3M185.9K
1.0%
New
New position
35PIMCO Corporate & Income Opp Fund
COM
$3.0M252.5K
0.9%
+1.0%
Added · +3K sh
36Cohen & Steers Limited Duration Preferred and Income Fund, Inc.
COM
$2.9M137.7K
0.9%
+33%
Added · +34K sh
37Angel Oak Final Strategies Incm Trm Trst
COM BEN INT
$2.8M222.4K
0.9%
+15%
Added · +29K sh
38BlackRock Res & Commodities Strat Trust
SHS
$2.7M238.6K
0.8%
+10%
Added · +22K sh
39PGIM Global Short Duration High Yield Fund, Inc.
COM
$2.6M215.3K
0.8%
New
New position
40BlackRock Credit Allocation Income Trust
COM
$2.5M245.3K
0.8%
New
New position
41PGIM Short Dur Hig yld Opp F
COM
$2.3M138.2K
0.7%
+22%
Added · +25K sh
42General American Investors Co Inc
COM
$2.0M31.9K
0.6%
−2.2%
Reduced · −726 sh
43NYLI CBRE Gbl Infr Megtrnds
COM
$2.0M129.6K
0.6%
−0.8%
Reduced · −1K sh
44MFS Municipal Income Trust
SH BEN INT
$1.9M345.4K
0.6%
+459%
Added · +284K sh
45Blackstone / GSO Long-Short Credit Income Fund
COM SHS BN INT
$1.9M177.1K
0.6%
+50%
Added · +59K sh
46Ares Dynamic Cr Allocation Fund
COM
$1.9M150.6K
0.6%
New
New position
47Thornburg Incm Builder Opp Tr
COM
$1.8M80.5K
0.5%
+16%
Added · +11K sh
48PIMCO Calif Mun Income Fund
COM
$1.7M185.5K
0.5%
+134%
Added · +106K sh
49Pimco New York Municipal Income Fund II
COM
$1.6M231.4K
0.5%
+208%
Added · +156K sh
50Exchange Listed FDS Tr
SABA INT RATE
$1.6M62.1K
0.5%
−4.0%
Reduced · −3K sh
Showing 50 of 129 positions
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Filing history

As-of date vs the date the SEC received each filing

QuarterAs ofFiledPositionsValueForm
Q2 2026Jun 30, 2026Aug 10, 2026129$325.8M13F-HR
Q1 2026Mar 31, 2026May 12, 2026115$294.0M13F-HR
Q4 2025Dec 31, 2025Feb 13, 2026107$295.6M13F-HR
Q3 2025Sep 30, 2025Nov 12, 2025104$291.7M13F-HR

Data source

Holdings from SEC EDGAR 13F-HR filings, updated quarterly, filed up to 45 days after quarter-end. Public domain. The book and weighting are long equity only; disclosed put/call options are listed separately and excluded from those totals. The performance line is a simulation of the disclosed long book, not an audited return.