PTY

Pimco Corporate & Income Opp Cross-source read$11.26 1.83%
UnclassifiedCUSIP 72201B101· EOD Sep 18, 2026

Among active 13F managers last quarter, 6 opened and 23 added, while 15 reduced; the largest holder to move was Logan Stone Capital, LLC (−14%). No open-market insider trades in the last 180 days.

Tracked 13F holders
202
140 in Q2 2026 filings
13F value (tracked)
$343.9M
Smart-money readBullish
Net sellingNet buying
Funds · active managers, latest 13F
29 adding · 15 trimming
Insiders · Form 4 open-market, 180d
0 buying · 0 selling
US House · STOCK Act, 180d
0 buying · 0 selling

Funds lean in and no leg opposes.

Price & smart-money activity

$11.26 1.83%5Y -39.4%
$10.67$12.81$14.95$17.08$19.2220212022202320242025202613891114121713111314101014131012817141713151024734163718412040284642594248272
Hover for who · click for detailEnd-of-day closing prices52w $11.24 – $14.59

Who owns PTY?

202 tracked 13F filers · ranked by shares held

202 tracked 13F filers disclose a position in PTY as of the latest SEC 13F filings, a combined $343.9M in reported value. Holders and values reflect the 13F filers Arkolith currently tracks, not the entire institutional universe. Counts and totals are a floor, not the full institutional ownership.

#FundSharesPosition valueLast moveAs ofHistory
1LPL Financial LLC2.7M
$33.1M
+3.2%
Added · +85K sh
Q1 2026
2Northwestern Mutual Wealth Management Co2.7M
$32.8M
+5.0%
Added · +130K sh
Q1 2026
3Morgan Stanley2.6M
$31.1M
+2.5%
Added · +63K sh
Q1 2026
4Wells Fargo & Company2.1M
$25.9M
+242%
Added · +1.5M sh
Q1 2026
5Cetera Investment Advisers1.2M
$13.9M
+3.0%
Added · +34K sh
Q1 2026
6Envestnet Asset Management Inc837K
$10.1M
+7.1%
Added · +56K sh
Q1 2026
7Osaic Holdings, Inc.817K
$9.9M
+0.1%
Added · +766 sh
Q1 2026
8Logan Stone Capital, LLC675K
$8.1M
−14%
Reduced · −109K sh
Q2 2026
9PFG Investments, LLC627K
$7.6M
−0.6%
Reduced · −4K sh
Q1 2026
10Axxcess Wealth Management, LLC625K
$7.5M
New
+625K sh
Q2 2026
11Guggenheim Capital LLC615K
$7.4M
+50%
Added · +204K sh
Q1 2026
12Royal Bank Of Canada600K
$7.2M
+2.8%
Added · +16K sh
Q1 2026
13Equitable Holdings, Inc.553K
$6.7M
+0.8%
Added · +5K sh
Q2 2026
14Private Advisor Group, LLC478K
$5.7M
−27%
Reduced · −179K sh
Q2 2026
15Commonwealth Equity Services, LLC459K
$5.5M
−7.5%
Reduced · −37K sh
Q1 2026
16Accel Wealth Management449K
$5.4M
−11%
Reduced · −56K sh
Q2 2026
17Kestra Advisory Services, LLC413K
$5.0M
+1.0%
Added · +4K sh
Q2 2026
18Evergreen Wealth Management, LLC389K
$4.7M
+6.3%
Added · +23K sh
Q2 2026
19Dynamic Advisor Solutions LLC382K
$4.6M
+9.3%
Added · +33K sh
Q2 2026
20Noble Wealth Management PBC333K
$4.0M
+27%
Added · +71K sh
Q2 2026
21Bank Of America Corp312K
$3.8M
−11%
Reduced · −40K sh
Q1 2026
22Truist Financial Corp288K
$3.5M
−36%
Reduced · −161K sh
Q1 2026
23Steward Partners Investment Advisory, LLC278K
$3.3M
+25%
Added · +56K sh
Q2 2026
24Wealth Enhancement Advisory Services, LLC257K
$3.1M
+314%
Added · +195K sh
Q2 2026
25Thomas J. Herzfeld Advisors, Inc.253K
$3.0M
+1.0%
Added · +3K sh
Q2 2026

Holders and values reflect the 13F filers Arkolith currently tracks, not the entire institutional universe. Counts and totals are a floor, not the full institutional ownership.

Is PTY being bought or sold by institutions?

Last quarter, 6 funds opened a new position in PTY and 23 added to an existing one, while 15 reduced. Based on 13F filings from active, signal-eligible managers (passive index funds and other mechanical holders are excluded from this count).

Opened
6
funds took a first position
Added
23
added to an existing position
Reduced
15
reduced, still holding
Biggest moves · ranked by size of the change, positions above a floor

Funds that own PTY also own

CompanyCo-held byTheir position there
Apple IncAAPL106 funds$11.3B
Nvidia CorpNVDA105 funds$10.1B
Microsoft CorpMSFT105 funds$6.5B
Meta Platforms Inc-Class AMETA105 funds$2.7B
Amazon.com IncAMZN104 funds$7.0B
Alphabet Inc-CL AGOOGL104 funds$4.8B
SS SPDR S&P 500 ETF Trust-USSPY102 funds$4.7B
Broadcom IncAVGO102 funds$4.3B
JPMorgan Chase & CoJPM102 funds$3.0B
Berkshire Hathaway Inc-CL BBRK/B102 funds$2.5B
Costco Wholesale CorpCOST102 funds$1.8B
Cisco Systems IncCSCO102 funds$1.3B

Ranked by how many of PTY's tracked holders also hold each name. The last column is those co-holders' combined reported position in that name, not in PTY.

Insider activity (Form 4)

Full insider page →
Net · 180d
$0
0 open-market transactions
DateInsiderRoleActionSharesValue
Nov 22, 2023Vandecruze GraceDirectorBuy (P)8K$102K
Mar 13, 2020Bank Of America Corp /De/10% OwnerBuy (P)1$15
Dec 16, 2019Dawson Craig ADirectorSell (S)2$37
Feb 27, 2015Brigade Leveraged Capital Structures Fund Ltd.10% OwnerSell (S)2K
Feb 4, 2015Gross William HInsiderSell (S)7K$112K
Feb 3, 2015Gross William HInsiderSell (S)50K$838K
Feb 2, 2015Gross William HInsiderSell (S)7K$111K
Jan 30, 2015Gross William HInsiderSell (S)50K$832K
Jan 29, 2015Gross William HInsiderSell (S)26K$430K
Jan 16, 2015Gross William HInsiderSell (S)70K$1.1M
Jan 15, 2015Gross William HInsiderSell (S)70K$1.1M
Jan 14, 2015Gross William HInsiderSell (S)70K$1.1M

Do institutions, insiders and Congress agree?

Mixed signals

Where institutional funds (13F), corporate insiders (Form 4) and US House members (STOCK Act) are buying or selling the same name in the same window. Green is buying, red is selling.

SEC EDGAR 13F + Form 4 + US House STOCK Act{ }get_ticker_confluence · API & MCP

Signals by source

Insiders and Congress: last 180 days. Funds: latest 13F, top 100 holders incl. passive

SourceBuyingSellingNet
13F funds
Top 100 holders by value, passive included; the hero counts active managers only
4536
Insiders
Form 4 open-market
00$0
US House
STOCK Act trades
00$0

Capital Rotation reports where institutional capital disclosed rotating, as of the latest public SEC 13F filings. It is data, not investment advice, a recommendation, or a prediction. Filings lag about 45 days and cover long US equity positions only. Past disclosed flows do not indicate future prices. Do your own research; consult a licensed advisor.

Institutional ownership over time

140 tracked filers in Q2 2026 filingsstill filing
098195Q3 2024Q1 2025Q3 2025Q1 2026Q2 2026
tracked filers holding their reported valueQ2 2026 filings so far: $114.4M
Each bar counts tracked filers with a position in that quarter's filings, so the newest bar excludes filers still on an earlier quarter. Arkolith's tracked universe has grown over this window; part of any long-run rise is coverage, not new buyers.

Recent filings

0 most recent

No filings captured for this ticker in the live stream yet.

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Connected entities for PTY

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Ask your agent what changed in PTY

This stock page is the public Follow view. For one current, evidence-backed answer, use capital_change_brief through REST or MCP. It compares tracked 13F changes with qualifying Form 4 activity and cites the SEC evidence.

Copy-paste
curl -H "Authorization: Bearer YOUR_API_KEY" \
  "https://arkolith.com/api/v1/stocks/PTY/capital-change-brief"
Ask your agent
Use Arkolith's capital_change_brief for PTY.
Tell me what changed, whether insider activity
corroborates it, and cite the SEC evidence.

13F holdings + Form 4 insider transactions + end-of-day price history + the live filing stream, joined for PTY. Filings are public domain, sourced to SEC EDGAR; price series derived from end-of-day closes.