163 tracked 13F filers disclose a position in CSWC as of the latest SEC 13F filings, a combined $347.0M in reported value. Holders and values reflect the 13F filers Arkolith currently tracks, not the entire institutional universe. Counts and totals are a floor, not the full institutional ownership.
| # | Fund | Position value | Shares | Last move | As of | History |
|---|---|---|---|---|---|---|
| 1 | TWO SIGMA INVESTMENTS, LP | $52.0M | 2.3M | ▲+124% Added · +1.3M sh | Q1 2026 | |
| 2 | VAN ECK ASSOCIATES CORP | Withheld | 1.1M | ▼−18% Reduced · −253K sh | Q1 2026 | |
| 3 | Sound Income Strategies, LLC | $22.2M | 934K | ▲+3.4% Added · +31K sh | Q2 2026 | |
| 4 | UBS Group AG | $18.9M | 854K | ▲+4.5% Added · +37K sh | Q1 2026 | |
| 5 | SANDERS MORRIS HARRIS LLC | $18.1M | 760K | ▼−32% Reduced · −351K sh | Q2 2026 | |
| 6 | Empowered Funds, LLC | $13.7M | 619K | ▲New +619K sh | Q1 2026 | |
| 7 | Empirical Finance, LLC | $13.7M | 619K | ▲New +619K sh | Q1 2026 | |
| 8 | Cetera Investment Advisers | $10.0M | 453K | ▲+6.6% Added · +28K sh | Q1 2026 | |
| 9 | Legal & General Group Plc | $9.8M | 443K | ▲+14% Added · +54K sh | Q1 2026 | |
| 10 | Muzinich & Co., Inc. | $10.4M | 436K | ▲+2.3% Added · +10K sh | Q2 2026 | |
| 11 | ENVESTNET ASSET MANAGEMENT INC | $8.9M | 403K | ▲+4.3% Added · +17K sh | Q1 2026 | |
| 12 | Melia Wealth LLC | $9.0M | 378K | ▼−27% Reduced · −138K sh | Q2 2026 | |
| 13 | Columbus Macro, LLC | $8.9M | 375K | ▲+4.8% Added · +17K sh | Q2 2026 | |
| 14 | TECTONIC ADVISORS LLC | $8.4M | 355K | ▲New +355K sh | Q2 2026 | |
| 15 | FRANKLIN RESOURCES INC | $7.3M | 329K | ▲+25% Added · +67K sh | Q1 2026 | |
| 16 | EPIQ PARTNERS, LLC | $7.0M | 294K | ▼−5.9% Reduced · −18K sh | Q2 2026 | |
| 17 | Sumitomo Mitsui Trust Group, Inc. | $6.3M | 285K | —Held | Q1 2026 | |
| 18 | BlackRock, Inc. | $6.1M | 276K | ▼−35% Reduced · −146K sh | Q1 2026 | |
| 19 | RAYMOND JAMES FINANCIAL INC | $5.9M | 265K | ▼−5.8% Reduced · −16K sh | Q1 2026 | |
| 20 | LPL Financial LLC | $5.1M | 232K | ▲+7.9% Added · +17K sh | Q1 2026 | |
| 21 | MILLENNIUM MANAGEMENT LLC | $4.5M | 205K | ▲+3.7% Added · +7K sh | Q1 2026 | |
| 22 | Beacon Pointe Advisors, LLC | $4.7M | 198K | ▲+0.5% Added · +1K sh | Q2 2026 | |
| 23 | FIRST MANHATTAN CO. LLC. | $4.2M | 189K | ▼−8.3% Reduced · −17K sh | Q1 2026 | |
| 24 | Advisors Asset Management, Inc. | $4.7M | 186K | ▲+88% Added · +87K sh | Q3 2026 | |
| 25 | MORGAN STANLEY | $4.1M | 184K | ▼−23% Reduced · −54K sh | Q1 2026 |
Holders and values reflect the 13F filers Arkolith currently tracks, not the entire institutional universe. Counts and totals are a floor, not the full institutional ownership.
Last quarter, 11 funds opened a new position in CSWC and 26 added to an existing one, while 20 reduced and 0 exited entirely — based on 13F filings from active, signal-eligible managers (passive index funds and other mechanical holders are excluded from this count).
| Company | Co-held by | Combined value |
|---|---|---|
| MICROSOFT CORPMSFT | 90 funds | $30.4B |
| NVIDIA CORPNVDA | 85 funds | $39.1B |
| APPLE INCAAPL | 85 funds | $30.6B |
| AMAZON.COM INCAMZN | 85 funds | $24.4B |
| ALPHABET INC-CL AGOOGL | 83 funds | $21.7B |
| BROADCOM INCAVGO | 82 funds | $16.0B |
| ALPHABET INC-CL CGOOG | 81 funds | $12.6B |
| CHEVRON CORPCVX | 80 funds | $6.1B |
| MICRON TECHNOLOGY INCMU | 80 funds | $5.3B |
| BERKSHIRE HATHAWAY INC-CL BBRK/B | 80 funds | $4.5B |
| JPMORGAN CHASE & COJPM | 79 funds | $10.4B |
| ELI LILLY & COLLY | 79 funds | $8.5B |
Ranked by how many of CSWC's institutional holders also hold each name, a cross-fund conviction signal.
| Date | Insider | Role | Action | Shares | Value |
|---|---|---|---|---|---|
| Jun 30, 2026 | Rogers-Windsor Ramona Lynn | Director | Buy (P) | 211 | $5K |
| Jun 17, 2026 | BATTIST CHRISTINE | Director | Buy (P) | 860 | $20K |
| Jun 5, 2026 | Thomas William R III | Director | Sell (S) | 5K | $109K |
| Jun 5, 2026 | Thomas William R III | Director | Buy (P) | 5K | $117K |
| Jun 1, 2026 | Rogers-Windsor Ramona Lynn | Director | Buy (P) | 213 | $5K |
| Feb 27, 2026 | Sarner Michael Scott | President and CEO, Director | Buy (P) | 3K | $59K |
| Feb 9, 2026 | BATTIST CHRISTINE | Director | Buy (P) | 600 | $14K |
| Oct 1, 2025 | Rogers-Windsor Ramona Lynn | Director | Buy (P) | 463 | $10K |
| Aug 20, 2025 | BATTIST CHRISTINE | Director | Buy (P) | 667 | $15K |
| Jun 23, 2025 | Rogers-Windsor Ramona Lynn | Director | Buy (P) | 471 | $10K |
| May 27, 2025 | BATTIST CHRISTINE | Director | Buy (P) | 476 | $10K |
| Mar 26, 2025 | Rogers-Windsor Ramona Lynn | Director | Buy (P) | 450 | $10K |
| Class | 13F holders | Value held |
|---|---|---|
| CSWCthis pageEquity | 163 funds | $353.3M |
| CSWC 5.125 11/15/29NOTE 5.125%11/1 | 33 funds | $156.7M |
Same issuer, multiple share classes. The consensus leaderboards count this company once across all classes; this is the per-class detail.
Connected entities for CSWC
This stock page is the public Follow view. For one current, evidence-backed answer, use capital_change_brief through REST or MCP. It compares tracked 13F changes with qualifying Form 4 activity and cites the SEC evidence.
curl -H "Authorization: Bearer YOUR_API_KEY" \ "https://arkolith.com/api/v1/stocks/CSWC/capital-change-brief"
Use Arkolith's capital_change_brief for CSWC. Tell me what changed, whether insider activity corroborates it, and cite the SEC evidence.
13F holdings + Form 4 insider transactions + end-of-day price history + the live filing stream, joined for CSWC. Filings are public domain, sourced to SEC EDGAR; price series derived from end-of-day closes.